ABIGAIL NOEL FISHER, PETITIONER v.
UNIVERSITY OF TEXAS AT AUSTIN et al.
570 U.S. 297 (2013)
on writ of certiorari
to the united states court of appeals for the fifth circuit
Justice Kennedy delivered the opinion of the Court.
The University of Texas at Austin considers race as
one of various factors in its undergraduate admissions process. Race is not
itself assigned a numerical value for each ap-plicant,
but the University has committed itself to increasing racial minority
enrollment on campus. It refers to this goal as a “critical mass.” Petitioner,
who is Caucasian, sued the University after her application was re-jected. She contends that the University’s use of race in
the admissions process violated the Equal Protection Clause of the Fourteenth
Amendment.
The parties asked the Court to
review whether the judgment below was consistent with “this Court’s deci-sions interpreting the Equal Protection Clause of the
Four- teenth Amendment, including Grutter v.
Bollinger, 539 U. S. 306 (2003).” Pet. for Cert. i.
The Court concludes that the Court of Appeals did not hold the University to
the demanding burden of strict scrutiny articulated in Grutter and Regents
of Univ. of Cal. v. Bakke, 438 U. S. 265, 305 (1978) (opinion of
Powell, J.). Because the Court of Appeals did not apply the correct standard of
strict scrutiny, its decision affirming the District Court’s grant of summary
judgment to the University was incorrect. That decision is vacated, and the
case is remanded for further proceedings.
I
A
Located in Austin, Texas, on the
most renowned campus of the Texas state university system, the University is
one of the leading institutions of higher education in the Nation. Admission is
prized and competitive. In 2008, when petitioner sought admission to the
University’s entering class, she was 1 of 29,501 applicants. From this group
12,843 were admitted, and 6,715 accepted and enrolled. Petitioner was denied
admission.
In recent years the University has
used three different programs to evaluate candidates for admission. The first
is the program it used for some years before 1997, when the University
considered two factors: a numerical score reflecting an applicant’s test scores
and academic perform-ance in high school (Academic
Index or AI), and the applicant’s race. In 1996, this system was held
unconstitutional by the United States Court of Appeals for the Fifth Circuit.
It ruled the University’s consideration of race violated the Equal Protection
Clause because it did not further any compelling government interest. Hopwood
v. Texas, 78 F. 3d 932, 955 (1996).
The second program was adopted to
comply with the Hopwood decision. The University stopped considering race in
admissions and substituted instead a new holistic metric of a candidate’s
potential contribution to the University, to be used in conjunction with the
Academic Index. This “Personal Achievement Index” (PAI) measures a student’s
leadership and work experience, awards, extracurricular activities, community
service, and other special circumstances that give insight into a student’s
background. These included growing up in a single-parent home, speaking a
language other than English at home, significant family responsibilities
assumed by the applicant, and the general socioeconomic condition of the
student’s family. Seeking to address the decline in minority enrollment after
Hopwood, the University also expanded its outreach programs.
The Texas State Legislature also
responded to the Hopwood decision. It enacted a measure known as the Top
Ten Percent Law, codified at Tex. Educ. Code Ann. §51.803 (West 2009). Also
referred to as H. B. 588, the Top Ten Percent Law grants automatic
admission to any public state college, including the University, to all
students in the top 10% of their class at high schools in Texas that comply
with certain standards.
The University’s revised admissions
process, coupled with the operation of the Top Ten Percent Law, resulted in a
more racially diverse environment at the University. Before the admissions
program at issue in this case, in the last year under the post-Hopwood AI/PAI
system that did not consider race, the entering class was 4.5% African-American and 16.9% Hispanic. This is in contrast
with the 1996 pre-Hopwood and Top Ten Percent regime, when race was explicitly
considered, and the University’s entering freshman class was 4.1% African-American and 14.5% Hispanic.
Following this Court’s decisions in
Grutter v. Bollinger, supra, and Gratz v. Bollinger, 539 U. S. 244
(2003) , the University adopted a third admissions
program, the 2004 program in which the University reverted to explicit
consideration of race. This is the program here at issue. In Grutter, the Court
upheld the use of race as one of many “plus factors” in an admissions program
that considered the overall individual contribution of each candidate. In
Gratz, by contrast, the Court held unconstitutional Michigan’s undergraduate
admissions program, which automatically awarded points to applicants from
certain racial minorities.
The University’s plan to resume
race-conscious admissions was given formal expression in June 2004 in an in-ternal document entitled Proposal to Consider Race and
Ethnicity in Admissions (Proposal). Supp. App. 1a. The Proposal relied in
substantial part on a study of a subset of undergraduate classes containing
between 5 and 24 students. It showed that few of these classes had significant
enrollment by members of racial minorities. In addition
the Proposal relied on what it called “anecdotal” reports from students
regarding their “interaction in the classroom.” The Proposal concluded that the
University lacked a “critical mass” of minority students and that to remedy the
deficiency it was necessary to give explicit consideration to
race in the undergraduate admissions program.
To implement the Proposal the
University included a student’s race as a component of the PAI score, begin- ning with applicants in the fall of 2004. The University
asks students to classify themselves from among five predefined racial
categories on the application. Race is not assigned an explicit numerical
value, but it is undisputed that race is a meaningful factor.
Once applications have been scored,
they are plotted on a grid with the Academic Index on the x-axis and the
Personal Achievement Index on the y-axis. On that grid students are assigned to
so-called cells based on their individual scores. All students in the cells
falling above a certain line are admitted. All students below the line are not.
Each college—such as Liberal Arts or Engineering—admits students separately. So a student is considered initially for her first-choice
college, then for her second choice, and finally for general admission as an
undeclared major.
Petitioner applied for admission to
the University’s 2008 entering class and was rejected. She sued the University
and various University officials in the United States District Court for the
Western District of Texas. She alleged that the University’s consideration of
race in admissions violated the Equal Protection Clause. The parties
cross-moved for summary judgment. The District Court granted summary judgment
to the University. The United States Court of Appeals for the Fifth Circuit
affirmed. It held that Grutter required courts to give substantial deference to
the University, both in the definition of the compelling interest in
diversity’s benefits and in deciding whether its specific plan was narrowly
tailored to achieve its stated goal. Applying that standard, the court upheld the
University’s admissions plan. 631 F. 3d 213, 217–218 (2011).
Over the dissent of seven judges,
the Court of Appeals denied petitioner’s request for rehearing en banc. See 644 F. 3d 301, 303 (CA5 2011) (per curiam). Petitioner sought a writ of certiorari. The writ
was granted. 565 U. S. ___ (2012).
B
Among the Court’s cases involving
racial classifications in education, there are three decisions that directly
address the question of considering racial minority status as a positive or
favorable factor in a university’s admissions process, with the goal of
achieving the educational benefits of a more diverse student body: Bakke, 438
U. S. 265 ; Gratz, supra; and Grutter, 539 U. S. 306 . We take those
cases as given for purposes of deciding this case.
We begin with the principal opinion
authored by Justice Powell in Bakke, supra. In Bakke, the Court considered a
system used by the medical school of the University of California at Davis.
From an entering class of 100 students the school had set aside 16 seats for
minority applicants. In holding this program impermissible under the Equal
Protection Clause Justice Powell’s opinion stated certain basic premises.
First, “decisions based on race or ethnic origin by faculties and
administrations of state universities are reviewable under the Fourteenth
Amend-ment.” Id., at 287 (separate opinion). The
principle of equal protection admits no “artificial line of a ‘two- class
theory’ ” that “permits the recognition of
special wards entitled to a degree of protection greater than that accorded
others.” Id., at 295. It is therefore irrelevant that a system of racial
preferences in admissions may seem benign. Any racial classification must meet
strict scrutiny, for when government decisions “touch upon an individual’s race
or ethnic background, he is entitled to a judicial determination that the
burden he is asked to bear on that basis is precisely tailored to serve a
compelling governmental interest.” Id., at 299.
Next, Justice Powell identified one
compelling interest that could justify the consideration of race: the interest
in the educational benefits that flow from a diverse student body. Redressing
past discrimination could not serve as a compelling interest, because a
university’s “broad mission [of] education” is incompatible with making the
“judicial, legislative, or administrative findings of constitutional or
statutory violations” necessary to justify remedial racial classification. Id.,
at 307–309.
The attainment of a diverse student
body, by contrast, serves values beyond race alone, including enhanced
class-room dialogue and the lessening of racial isolation and stereotypes. The
academic mission of a university is “a special concern of the First Amendment.”
Id., at 312. Part of “ ‘the business of a university [is] to provide that
atmosphere which is most conducive to speculation, experiment, and
creation,’ ” and this in turn leads to the question of “ ‘who may be
admitted to study.’ ” Sweezy v. New Hampshire,
354 U. S. 234, 263 (1957) (Frankfurter, J., concurring in judgment).
Justice Powell’s central point,
however, was that this interest in securing diversity’s benefits, although a
permissible objective, is complex. “It is not an interest in simple ethnic
diversity, in which a specified percentage of the student body is in effect
guaranteed to be members of selected ethnic groups, with the remaining
percentage an undifferentiated aggregation of students. The diversity that
furthers a compelling state interest encompasses a far broader array of
qualifications and characteristics of which racial or ethnic origin is but a
single though important element.” Bakke, 438 U. S., at 315 (separate
opinion).
In Gratz, 539 U. S. 244 , and Grutter, supra, the Court endorsed the precepts
stated by Justice Powell. In Grutter, the Court reaffirmed his conclusion that
obtaining the educational benefits of “student body diversity is a compelling
state interest that can justify the use of race in university admissions.” Id.,
at 325.
As Gratz and Grutter observed,
however, this follows only if a clear precondition is met: The particular admissions process used for this objective is
subject to judicial review. Race may not be considered unless the admissions
process can withstand strict scrutiny. “Nothing in Justice Powell’s opinion in
Bakke signaled that a university may employ whatever means it desires to
achieve the stated goal of diversity without regard to the limits imposed by
our strict scrutiny analysis.” Gratz, supra, at 275. “To be narrowly tailored,
a race-conscious admissions program cannot use a quota system,” Grutter, 539
U. S., at 334, but instead must “remain flexible enough to ensure that
each applicant is evaluated as an individual and not in a way that makes an
applicant’s race or ethnicity the defining feature of his or her application,”
id., at 337. Strict scru-tiny requires the university
to demonstrate with clarity that its “purpose or interest is both
constitutionally permissible and substantial, and that its use of the
classification is necessary . . . to the
accomplishment of its purpose.” Bakke, 438 U. S., at 305 (opinion of
Powell, J.) (internal quotation marks omitted).
While these are the cases that most
specifically address the central issue in this case, additional guidance may be
found in the Court’s broader equal protection jurisprudence which applies in
this context. “Distinctions between citizens solely because of their ancestry
are by their very nature odious to a free people,” Rice v. Cayetano, 528
U. S. 495, 517 (2000) (internal quotation marks omitted), and therefore
“are contrary to our traditions and hence constitutionally suspect,” Bolling v.
Sharpe, 347 U. S. 497, 499 (1954) . “ ‘[B]ecause
racial characteristics so seldom provide a relevant basis for disparate treatment,’ ”
Richmond v. J. A. Croson Co., 488 U. S.
469, 505 (1989) (quoting Fullilove v. Klutznick, 448 U. S. 448 –534 (1980) (Stevens, J.,
dissenting)), “the Equal Protection Clause demands that racial
classifications . . . be subjected to the ‘most rigid scrutiny.’ ” Loving v. Virginia, 388 U. S. 1, 11
(1967) .
To implement these canons, judicial
review must begin from the position that “any official action that treats a
person differently on account of his race or ethnic origin is inherently suspect.”
Fullilove, supra, at 523 (Stewart, J.,
dissenting); McLaughlin v. Florida, 379 U. S. 184, 192 (1964) . Strict scrutiny is a searching examination, and it is
the government that bears the burden to prove “ ‘that the reasons for any
[racial] classification [are] clearly iden-tified and
unquestionably legitimate,’ ” Croson,
supra, at 505 (quoting Fullilove, 448
supra, at 533–535 (Stevens, J., dissenting)).
II
Grutter made clear that
racial “classifications are constitutional only if they are narrowly tailored
to further compelling governmental interests.” 539 U. S., at 326. And
Grutter endorsed Justice Powell’s conclusion in Bakke that “the attainment of a
diverse student body . . . is a constitutionally
permissible goal for an institution of higher education.” 438 U. S., at
311–312 (separate opinion). Thus, under Grutter, strict scrutiny must be
applied to any admissions program using racial categories or classifications.
According to Grutter, a
university’s “educational judgment that such diversity is essential to its
educational mission is one to which we defer.” 539 U. S., at 328. Grutter
concluded that the decision to pursue “the educational benefits that flow from
student body diversity,” id., at 330, that the University deems integral to its
mission is, in substantial measure, an academic judgment to which some, but not
complete, judicial deference is proper under Grutter. A court, of
course, should ensure that there is a reasoned, principled explanation for the
academic decision. On this point, the District Court and Court of Appeals were
correct in finding that Grutter calls for deference to the University’s
conclusion, “ ‘based on its experience and expertise,’ ” 631
F. 3d, at 230 (quoting 645 F. Supp. 2d 587, 603 (WD Tex. 2009)), that
a diverse student body would serve its educational goals. There is disagreement
about whether Grutter was consistent with the principles of equal
protection in approving this compelling interest in diversity. See post, at 1
(Scalia, J., concurring); post, at 4–5 (Thomas, J., concurring); post, at 1–2
(Ginsburg, J., dissenting). But the parties here do not ask the Court to
revisit that aspect of Grutter’s holding.
A university is not permitted to
define diversity as “some specified percentage of a particular group merely
because of its race or ethnic origin.” Bakke, supra, at 307 (opinion of Powell,
J.). “That would amount to outright racial balancing, which is patently
unconstitutional.” Grutter, supra, at 330. “Racial balancing is not
transformed from ‘patently unconstitutional’ to a compelling state interest
simply by relabeling it ‘racial diversity.’ ” Parents
Involved in Community Schools v. Seattle School Dist. No. 1, 551 U. S.
701, 732 (2007) .
Once the University has established
that its goal of di-versity is consistent with strict
scrutiny, however, there must still be a further judicial determination that
the admissions process meets strict scrutiny in its implementation. The
University must prove that the means chosen by the University to attain
diversity are narrowly tailored to that goal. On this point, the University
receives no deference. Grutter made clear that it is for the courts, not
for university administrators, to ensure that “[t]he means chosen to accomplish
the [government’s] asserted purpose must be specifically and narrowly framed to
accomplish that purpose.” 539 U. S., at 333 (internal quotation marks
omitted). True, a court can take account of a university’s experience and
expertise in adopting or rejecting certain admissions processes. But, as the
Court said in Grutter, it remains at all times the University’s obligation to
demonstrate, and the Judiciary’s obligation to determine, that admissions
processes “ensure that each applicant is evaluated as an individual and not in
a way that makes an applicant’s race or ethnicity the defining feature of his
or her application.” Id., at 337.
Narrow tailoring also requires that
the reviewing court verify that it is “necessary” for a university to use race
to achieve the educational benefits of diversity. Bakke, supra, at 305.
This involves a careful judicial inquiry into whether a university could
achieve sufficient diversity without using racial
classifications. Although “[n]arrow tailoring does not require exhaustion of
every conceivable race-neutral alternative,” strict scrutiny does require a
court to examine with care, and not defer to, a university’s “serious, good
faith consideration of workable race-neutral alternatives.” See Grutter,
539 U. S., at 339–340 (emphasis added). Consideration by the university is
of course necessary, but it is not sufficient to
satisfy strict scrutiny: The reviewing court must ultimately be satisfied that
no workable race-neutral alternatives would produce the edu-cational
benefits of diversity. If “ ‘a nonracial approach
. . . could promote the substantial interest about as well and at
tolerable administrative expense,’ ” Wygant v. Jackson Bd. of Ed., 476 U. S.
267 , n. 6 (1986) (quoting Greenawalt, Judicial Scrutiny of “Benign”
Racial Preference in Law School Admissions, 75 Colum. L. Rev. 559, 578–579
(1975)), then the university may not consider race. A plaintiff, of course,
bears the burden of placing the validity of a university’s adoption of an
affirmative action plan in issue. But strict scrutiny imposes on the univer-sity the ultimate burden of demonstrating, before
turning to racial classifications, that available, workable race-neutral
alternatives do not suffice.
Rather than perform this searching
examination, however, the Court of Appeals held petitioner could challenge only
“whether [the University’s] decision to reintroduce race as a factor in
admissions was made in good faith.” 631 F. 3d, at 236. And in considering
such a challenge, the court would “presume the University acted in good faith”
and place on petitioner the burden of rebutting that presumption. Id., at
231–232. The Court of Appeals held that to “second-guess the merits” of this
aspect of the University’s decision was a task it was “ill-equipped to perform”
and that it would attempt only to “ensure that [the University’s] decision to
adopt a race-conscious admissions policy followed from [a process of] good
faith consideration.” Id., at 231. The Court of Appeals thus concluded that
“the narrow-tailoring inquiry—like the compelling-interest inquiry—is
undertaken with a degree of deference to the Universit[y].”
Id., at 232. Because “the efforts of the University have been studied, serious,
and of high purpose,” the Court of Appeals held that the use of race in the
admissions program fell within “a constitutionally protected zone of
discretion.” Id., at 231.
These expressions of the
controlling standard are at odds with Grutter’s command that “all racial
classifications imposed by government ‘must be analyzed by a reviewing court
under strict scrutiny.’ ” 539 U. S., at 326 (quoting Adarand Constructors, Inc. v. Peña, 515
U. S. 200, 227 (1995) ). In Grutter, the Court approved the plan at
issue upon concluding that it was not a quota, was sufficiently flexible, was
limited in time, and followed “serious, good faith consideration of workable
race-neutral alternatives.” 539 U. S., at 339. As noted above, see supra,
at 1, the parties do not challenge, and the Court therefore does not consider,
the correctness of that determination.
Grutter did not hold that good
faith would forgive an impermissible consideration of race. It must be
remembered that “the mere recitation of a ‘benign’ or legitimate purpose for a
racial classification is entitled to little or no weight.” Croson,
488 U. S., at 500. Strict scrutiny does not permit a court to accept a
school’s assertion that its admissions process uses race in a permissible way
without a court giving close analysis to the evidence of how the process works
in practice.
The higher education dynamic does
not change the narrow tailoring analysis of strict scrutiny applicable in other
contexts. “[T]he analysis and level of scrutiny applied to determine the
validity of [a racial] classification do not vary simply because the objective
appears acceptable . . . . While the
validity and importance of the objective may affect the outcome of the
analysis, the analysis itself does not change.” Mississippi Univ. for Women
v. Hogan, 458 U. S. 718 , n. 9 (1982).
The District Court and Court of
Appeals confined the strict scrutiny inquiry in too narrow a way by deferring to
the University’s good faith in its use of racial classifications and affirming
the grant of summary judgment on that basis. The Court vacates that judgment,
but fairness to the litigants and the courts that heard the case requires that
it be remanded so that the admissions process can be considered and judged
under a correct analysis. See Adarand,
supra, at 237. Unlike Grutter, which was decided after trial, this case
arises from cross-motions for summary judgment. In this case, as in similar
cases, in determining whether summary judgment in favor of the University would
be appropriate, the Court of Appeals must assess whether the University has
offered sufficient evidence that would prove that its admissions program is
narrowly tailored to obtain the educational benefits of diversity. Whether this
record—and not “simple . . . assurances of
good intention,” Croson, supra, at
500—is sufficient is a question for the Court of Appeals in the first instance.
* * *
Strict scrutiny must not be “ ‘strict in theory, but fatal in fact,’ ” Adarand, supra, at 237; see also Grutter,
supra, at 326. But the opposite is also true. Strict scrutiny must not be
strict in theory but feeble in fact. In order for judicial review to be
meaningful, a university must make a showing that its plan is narrowly tailored
to achieve the only interest that this Court has approved in this context: the
benefits of a student body diversity that “encompasses a . . . broa[d] array of qualifications and characteristics of
which racial or ethnic origin is but a single though important element.” Bakke,
438 U. S., at 315 (opinion of Powell, J.). The judgment of the Court of
Appeals is vacated, and the case is remanded for further proceedings consistent
with this opinion.
It is so ordered.
Justice Kagan took no part in the
consideration or decision of this case.
Justice
Scalia, concurring.
I adhere to the view I expressed in Grutter v. Bollinger: “The Constitution proscribes government discrimination on the basis of race, and state-provided education is no exception.” 539 U. S. 306, 349 (2003) (opinion concurring in part and dissenting in part). The petitioner in this case did not ask us to overrule Grutter’s holding that a “compelling interest” in the educational benefits of diversity can justify racial preferences in university admissions. Tr. of Oral Arg. 8–9. I therefore join the Court’s opinion in full.
Justice
Thomas, concurring.
I join the Court’s opinion because
I agree that the Court of Appeals did not apply strict scrutiny to the
University of Texas at Austin’s (University) use of racial discrimination in
admissions decisions. Ante, at 1. I write separately to explain that I would
overrule Grutter v. Bollinger, 539 U. S. 306 (2003) , and hold that a State’s use of race in higher education
admissions decisions is categorically prohibited by the Equal Protection
Clause.
I
A
The Fourteenth Amendment provides
that no State shall “deny to any person . . .
the equal protection of the laws.” The Equal Protection Clause guarantees every
person the right to be treated equally by the State, without regard to race.
“At the heart of this [guarantee] lies the principle that the government must
treat citizens as individuals, and not as members of racial, ethnic, or
religious groups.” Missouri v. Jenkins, 515 U. S. 70 –121 (1995)
(Thomas, J., concurring). “It is for this reason that we must subject all
racial classifications to the strictest of scrutiny.” Id., at 121.
Under strict scrutiny, all racial
classifications are categorically prohibited unless they are “ ‘necessary
to further a compelling governmental interest’ ” and “narrowly tailored to
that end.” Johnson v. California, 543 U. S. 499, 514 (2005)
(quoting Grutter, supra, at 327). This most exacting standard “has
proven automatically fatal” in almost every case. Jenkins, supra, at 121
(Thomas, J., concurring). And rightly so. “Purchased at the price of
immeasurable human suffering, the equal protection principle reflects our
Nation’s understanding that [racial] classifications ultimately have a
destructive impact on the individual and our society.” Adarand
Constructors, Inc. v. Peña, 515 U. S. 200, 240 (1995) (Thomas, J.,
concurring in part and concurring in judgment). “The Constitution abhors
classifications based on race” because “every time the government places
citizens on racial registers and makes race relevant to the provision of burdens
or benefits, it demeans us all.” Grutter, supra, at 353 (Thomas, J.,
concurring in part and dissenting in part).
B
1
The Court first articulated the
strict-scrutiny standard in Korematsu v. United States, 323 U. S.
214 (1944) . There, we held that “[p]ressing public necessity may sometimes justify the
existence of [racial discrimination]; racial antagonism never can.” Id., at
216. [ 1 ] Aside from Grutter, the Court has recognized
only two instances in which a “[p]ressing public
necessity” may justify racial discrimination by the government. First, in Korematsu,
the Court recognized that protecting national security may satisfy this
exacting standard. In that case, the Court upheld an evacuation order directed
at “all persons of Japanese ancestry” on the grounds that the Nation was at war
with Japan and that the order had “a definite and close relationship to the
prevention of espionage and sabotage.” 323 U. S., at 217–218. Second, the
Court has recognized that the government has a compelling interest in remedying
past discrimination for which it is responsible, but we have stressed that a
government wishing to use race must provide “a ‘strong basis in evidence for
its conclusion that remedial action [is] necessary.’ ” Richmond v. J.
A. Croson Co., 488 U. S. 469, 500, 504
(1989) (quoting Wygant v. Jackson Bd. of
Ed., 476 U. S. 267, 277 (1986) (plurality opinion)).
In contrast to these compelling
interests that may, in a narrow set of circumstances, justify racial
discrimination, the Court has frequently found other asserted interests
insufficient. For example, in Palmore v. Sidoti,
466 U. S. 429 (1984) , the Court flatly rejected
a claim that the best interests of a child justified the government’s racial
discrimination. In that case, a state court awarded custody to a child’s father
because the mother was in a mixed-race marriage. The state court believed the
child might be stigmatized by living in a mixed-race household and sought to
avoid this perceived problem in its custody determination. We acknowledged the
possibility of stigma but nevertheless concluded that “the reality of private
biases and the possible injury they might inflict” do not justify racial
discrimination. Id., at 433. As we explained, “The Constitution cannot control
such prejudices but neither can it tolerate them.
Private biases may be outside the reach of the law, but the law cannot,
directly or indirectly, give them effect.” Ibid.
Two years later, in Wygant, supra, the Court held that even
asserted interests in remedying societal discrimination and in providing role
models for minority students could not justify governmentally imposed racial
discrimination. In that case, a collective-bargaining agreement between a
school board and a teacher’s union favored teachers who were “ ‘Black,
American Indian, Oriental, or of Spanish descendancy.’ ” Id., at 270–271,
and n. 2 (plurality opinion). We rejected the interest in remedying
societal discrimination because it had no logical stopping point. Id., at 276.
We similarly rebuffed as inadequate the interest in providing role models to
minority students and added that the notion that “black students are better off
with black teachers could lead to the very system the Court rejected in Brown
v. Board of Education, 347 U. S. 483 (1954) .” Ibid.
2
Grutter was a radical
departure from our strict-scrutiny precedents. In Grutter, the
University of Michigan Law School (Law School) claimed that it had a compelling
reason to discriminate based on race. The reason it advanced did not concern
protecting national security or remedying its own past discrimination. Instead,
the Law School argued that it needed to discriminate in admissions decisions in
order to obtain the “educational benefits that flow from a diverse student
body.” 539 U. S., at 317. Contrary to the very meaning of strict scrutiny, the
Court deferred to the Law School’s determination that this interest was
sufficiently compelling to justify racial discrimination. Id., at 325.
I dissented from that part of the
Court’s decision. I explained that “only those measures the State must take to
provide a bulwark against anarchy, or to prevent violence, will constitute a
‘pressing public necessity’ ” sufficient to
satisfy strict scrutiny. Id., at 353. Cf. Lee v. Washington, 390
U. S. 333, 334 (1968) (Black, J., concurring) (protecting prisoners from
violence might justify narrowly tailored discrimination); J. A. Croson, supra, at 521 (Scalia, J., concurring in
judgment) (“At least where state or local action is at issue, only a social
emergency rising to the level of imminent danger to life and limb
. . . can justify [racial discrimination]”). I adhere to that view
today. As should be obvious, there is nothing “pressing” or “necessary” about
obtaining whatever educational benefits may flow from racial diversity.
II
A
The University claims that the
District Court found that it has a compelling interest in attaining “a diverse stu- dent body and the educational benefits flowing from
such diversity.” Brief for Respondents 18. The use of the conjunction, “and,”
implies that the University believes its discrimination furthers two distinct
interests. The first is an interest in attaining diversity for its own sake.
The second is an interest in attaining educational benefits that allegedly flow
from diversity.
Attaining diversity for its own
sake is a nonstarter. As even Grutter recognized, the pursuit of
diversity as an end is nothing more than impermissible “racial balancing.” 539
U. S., at 329–330 (“The Law School’s interest is not simply ‘to assure within
its student body some specified percentage of a particular group merely because
of its race or ethnic origin.’ That would amount to outright racial balancing,
which is patently unconstitutional” (quoting Regents of Univ. of Cal. v.
Bakke, 438 U. S. 265, 307 (1978) ; citation omitted)); see also id.,
at 307 (“Preferring members of any one group for no reason other than race or
ethnic origin is discrimination for its own sake. This the Constitution
forbids”). Rather, diversity can only be the means by which the University
obtains educational benefits; it cannot be an end pursued for its own sake.
Therefore, the educational benefits allegedly produced by diversity must rise
to the level of a compelling state interest in order for
the program to survive strict scrutiny.
Unfortunately for the University,
the educational benefits flowing from student body diversity—assuming they
exist—hardly qualify as a compelling state interest. Indeed, the argument that
educational benefits justify racial discrimination was advanced in support of
racial segregation in the 1950’s, but emphatically rejected by this Court. And
just as the alleged educational benefits of segregation were insufficient to
justify racial discrimination then, see Brown v. Board of Education, 347
U. S. 483 (1954) , the alleged educational
benefits of diversity cannot justify racial discrimination today.
1
Our desegregation cases establish
that the Constitution prohibits public schools from discriminating based on
race, even if discrimination is necessary to the schools’ survival. In Davis
v. School Bd. of Prince Edward Cty., decided with
Brown, supra, the school board argued that if the Court found
segregation unconstitutional, white students would migrate to private schools,
funding for public schools would decrease, and public schools would either
decline in quality or cease to exist altogether. Brief for Appellees in Davis
v. School Bd. of Prince Edward Cty., O. T.
1952, No. 191, p. 30 (hereinafter Brief for Appellees in Davis) (“Virginians . . . would no longer permit sizeable
appropriations for schools on either the State or local level; private
segregated schools would be greatly increased in number and the masses of our
people, both white and Negro, would suffer terribly. . . .
[M]any white parents would withdraw their children from the public schools and,
as a result, the program of providing better schools would be abandoned”
(internal quotation marks omitted)). The true victims of desegregation, the
school board asserted, would be black students, who would be unable to afford
private school. See id., at 31 (“[W]ith the demise of
segregation, education in Virginia would receive a serious setback. Those who
would suffer most would be the Negroes who, by and large, would be economically
less able to afford the private school”); Tr. of Oral Arg. in Davis v.
School Bd. of Prince Edward Cty., O. T.
1954, No. 3, p. 208 (“What is worst of all, in our opinion, you impair the
public school system of Virginia and the victims will be the children of both
races, we think the Negro race worse than the white race, because the Negro
race needs it more by virtue of these disadvantages under which they have
labored. We are up against the proposition: What does the Negro profit if he
procures an immediate detailed decree from this Court now and then impairs or
mars or destroys the public school system in Prince
Edward County”). [ 2 ]
Unmoved by this sky-is-falling
argument, we held that segregation violates the principle of equality enshrined
in the Fourteenth Amendment. See Brown, supra, at 495 (“[I]n the field
of public education the doctrine of ‘separate but equal’ has no place. Separate
educational facilities are inherently unequal”); see also Allen v. School
Bd. of Prince Edward Cty., 249 F. 2d 462,
465 (CA4 1957) (per curiam) (“The fact that the
schools might be closed if the order were enforced is no reason for not
enforcing it. A person may not be denied enforcement of rights to which he is
entitled under the Constitution of the United States because of action taken or
threatened in defiance of such rights”). Within a matter of years, the warning
became reality: After being ordered to desegregate, Prince Edward County closed
its public schools from the summer of 1959 until the fall of 1964. See R. Sarratt, The Ordeal of Desegregation 237 (1966). Despite
this fact, the Court never backed down from its rigid enforcement of the Equal
Protection Clause’s antidiscrimination principle.
In this case, of course, Texas has
not alleged that the University will close if it is prohibited from
discriminating based on race. But even if it had, the foregoing cases make
clear that even that consequence would not justify its use of racial
discrimination. It follows, a fortiori, that the putative educational
benefits of student body diversity cannot justify racial discrimination: If a
State does not have a compelling interest in the existence of a university, it
certainly cannot have a compelling interest in the supposed benefits that might
accrue to that university from racial discrimination. See Grutter, 539
U. S., at 361 (opinion of Thomas, J.) (“[A] marginal improvement in legal
education cannot justify racial discrimination where the Law School has no
compelling interest either in its existence or in its current educational and
admissions policies”). If the Court were actually applying
strict scrutiny, it would require Texas either to close the University or to
stop discriminating against applicants based on their race. The Court has put
other schools to that choice, and there is no reason to treat the University
differently.
2
It is also noteworthy that, in our
desegregation cases, we rejected arguments that are virtually identical to
those advanced by the University today. The University asserts, for instance,
that the diversity obtained through its discriminatory admissions program
prepares its students to become leaders in a diverse society. See, e.g., Brief
for Respondents 6 (arguing that student body diversity “prepares students to
become the next generation of leaders in an increasingly diverse society”). The
segregationists likewise defended segregation on the ground that it provided
more leadership opportunities for blacks. See, e.g., Brief for Respondents in Sweatt 96 (“[A] very large group of Northern
Negroes [comes] South to attend separate colleges, suggesting that the Negro
does not secure as well-rounded a college life at a mixed college, and that the
separate college offers him positive advantages; that there is a more normal
social life for the Negro in a separate college; that there is a greater
opportunity for full participation and for the development of leadership; that
the Negro is inwardly more ‘secure’ at a college of his own people”); Brief for
Appellees in Davis 25–26 (“The Negro child gets an opportunity to participate
in segregated schools that I have never seen accorded to him in non-segregated
schools. He is important, he holds offices, he is accepted by his fellows, he
is on athletic teams, he has a full place there” (internal quotation marks
omitted)). This argument was unavailing. It is irrelevant under the Fourteenth
Amendment whether segregated or mixed schools produce better leaders. Indeed,
no court today would accept the suggestion that segregation is permissible
because historically black colleges produced Booker T. Washington, Thurgood
Marshall, Martin Luther King, Jr., and other prominent leaders. Likewise, the
University’s racial discrimination cannot be justified on the ground that it
will produce better leaders.
The University also asserts that
student body diversity improves interracial relations. See, e.g., Brief for
Respondents 6 (arguing that student body diversity promotes “cross-racial
understanding” and breaks down racial and ethnic stereotypes). In this
argument, too, the University repeats arguments once marshaled in support of
segregation. See, e.g., Brief for Appellees in Davis 17 (“Virginia has
established segregation in certain fields as a part of her public policy to
prevent violence and reduce resentment. The result, in the view of an
overwhelming Virginia majority, has been to improve the relationship between
the different races”); id., at 25 (“If segregation be stricken down, the
general welfare will be definitely harmed . . . there
would be more friction developed” (internal quotation marks omitted)); Brief
for Respondents in Sweatt 93 (“Texas
has had no serious breaches of the peace in recent years in connection with its
schools. The separation of the races has kept the conflicts at a minimum”);
id., at 97–98 (“The legislative acts are based not only on the belief that it
is the best way to provide education for both races, and the knowledge that
separate schools are necessary to keep public support for the public schools,
but upon the necessity to maintain the public peace, harmony, and welfare”);
Brief for Appellees in Briggs 32 (“The southern Negro, by and large,
does not want an end to segregation in itself any more than does the southern
white man. The Negro in the South knows that discriminations, and worse, can
and would multiply in such event” (internal quotation marks omitted)). We
flatly rejected this line of arguments in McLaurin v. Oklahoma State Regents
for Higher Ed., 339 U. S. 637 (1950) , where
we held that segregation would be unconstitutional even if white students never
tolerated blacks. Id., at 641 (“It may be argued that appellant will be in no
better position when these restrictions are removed, for he may still be set
apart by his fellow students. This we think irrelevant. There is a vast
difference—a Constitutional difference—between restrictions imposed by the
state which prohibit the intellectual commingling of students, and the refusal
of individuals to commingle where the state presents no such bar”). It is,
thus, entirely irrelevant whether the University’s racial discrimination
increases or decreases tolerance.
Finally, while the University
admits that racial discrimination in admissions is not ideal, it asserts that
it is a temporary necessity because of the enduring race consciousness of our
society. See Brief for Respondents 53–54 (“Certainly all aspire for a
colorblind society in which race does not matter . . . .
But in Texas, as in America, ‘our highest aspirations are yet unfulfilled’ ”). Yet again, the University echoes the hollow
justifications advanced by the segregationists. See, e.g., Brief for State of
Kansas on Reargument in Brown v. Board of
Education, O. T. 1953, No. 1, p. 56 (“We grant that segregation may
not be the ethical or political ideal. At the same time
we recognize that practical considerations may prevent realization of the
ideal”); Brief for Respondents in Sweatt 94
(“The racial consciousness and feeling which exists today in the minds of many
people may be regrettable and unjustified. Yet they are a reality which must be
dealt with by the State if it is to preserve harmony and peace and at the same
time furnish equal education to both groups”); id., at 96 (“ ‘[T]he mores
of racial relationships are such as to rule out, for the present at least, any
possibility of admitting white persons and Negroes to the same
institutions’ ”); Brief for Appellees in Briggs 26–27 (“[I]t would
be unwise in administrative practice . . . to mix the two races in
the same schools at the present time and under present conditions”); Brief for
Appellees on Reargument in Briggs v. Elliott,
O. T. 1953, No. 2, p. 79 (“It is not ‘racism’ to be cognizant of the fact
that mankind has struggled with race problems and racial tensions for upwards
of sixty centuries”). But these arguments too were unavailing. The Fourteenth
Amendment views racial bigotry as an evil to be stamped out, not as an excuse
for perpetual racial tinkering by the State. See DeFunis
v. Odegaard, 416 U. S. 312, 342 (1974)
(Douglas, J., dissenting) (“The Equal Protection Clause commands the
elimination of racial barriers, not their creation in order to satisfy our
theory as to how society ought to be organized”). The University’s arguments to
this effect are similarly insufficient to justify discrimination. [ 3 ]
3
The University’s arguments today
are no more persuasive than they were 60 years ago. Nevertheless, despite
rejecting identical arguments in Brown, the Court in Grutter deferred to the
University’s determination that the diversity obtained by racial discrimination
would yield educational benefits. There is no principled distinction between
the University’s assertion that diversity yields educational benefits and the
segregationists’ assertion that segregation yielded those same benefits. See Grutter,
539 U. S., at 365–366 (opinion of Thomas, J.) (“Contained within today’s
majority opinion is the seed of a new constitutional justification for a
concept I thought long and rightly rejected—racial segregation”). Educational
benefits are a far cry from the truly compelling state interests that we
previously required to justify use of racial classifications.
B
My view of the Constitution is the
one advanced by the plaintiffs in Brown: “[N]o State has any authority
under the equal-protection clause of the Fourteenth Amendment to use race as a
factor in affording educational opportunities among its citizens.” Tr. of Oral
Arg. in Brown v. Board of Education, O. T. 1952, No. 8, p. 7;
see also Juris. Statement in Davis v. School Bd. of Prince Edward Cty., O. T. 1952, No. 191, p. 8 (“[W]e take
the unqualified position that the Fourteenth Amendment has totally stripped the
state of power to make race and color the basis for governmental action”);
Brief for Appellants in Brown v. Board of Education, O. T. 1952,
No. 8, p. 5 (“The Fourteenth Amendment precludes a state from imposing
distinctions or classifications based upon race and color alone”); Brief for
Appellants in Nos. 1, 2, and 4, and for Respondents in No. 10 on Reargument in Brown v. Board of Education,
O. T. 1953, p. 65 (“That the Constitution is color blind is our dedicated
belief”). The Constitution does not pander to faddish theories about whether
race mixing is in the public interest. The Equal Protection Clause strips States of all authority to use race as a factor in
providing education. All applicants must be treated equally under the law, and
no benefit in the eye of the beholder can justify racial discrimination.
This principle is neither new nor
difficult to understand. In 1868, decades before Plessy, the Iowa
Supreme Court held that schools may not discriminate against applicants based
on their skin color. In Clark v. Board of Directors, 24 Iowa 266 (1868),
a school denied admission to a student because she was black, and “public
sentiment [was] opposed to the intermingling of white and colored children in
the same schools.” Id., at 269. The Iowa Supreme Court rejected that flimsy
justification, holding that “all the youths are equal before the law, and there
is no discretion vested in the board . . .
or elsewhere, to interfere with or disturb that equality.” Id., at 277. “For
the courts to sustain a board of school directors . . .
in limiting the rights and privileges of persons by reason of their [race],
would be to sanction a plain violation of the spirit of our laws not only, but
would tend to perpetuate the national differences of our people and stimulate a
constant strife, if not a war of races.” Id., at 276. This simple, yet
fundamental, truth was lost on the Court in Plessy and Grutter.
I would overrule Grutter and
hold that the University’s admissions program violates the Equal Protection
Clause because the University has not put forward a compelling interest that
could possibly justify racial discrimination.
III
While I find the theory advanced by
the University to justify racial discrimination facially inadequate, I also
believe that its use of race has little to do with the alleged educational
benefits of diversity. I suspect that the University’s program is instead based
on the benighted notion that it is possible to tell when discrimination helps,
rather than hurts, racial minorities. See post, at 3 (Ginsburg, J., dissenting)
(“[G]overnment actors, including state universities,
need not be blind to the lingering effects of ‘an overtly discriminatory past,’
the legacy of ‘centuries of law-sanctioned inequality’ ”). But “[h]istory should teach greater humility.” Metro
Broadcasting, Inc. v. FCC, 497 U. S. 547, 609 (1990) (O’Connor, J.,
dissenting). The worst forms of racial discrimination in this Nation have
always been accompanied by straight-faced representations that discrimination
helped minorities.
A
Slaveholders argued that slavery
was a “positive good” that civilized blacks and elevated them in every
dimension of life. See, e.g., Calhoun, Speech in the U. S. Senate, 1837,
in P. Finkelman, Defending Slavery 54, 58–59 (2003) (“Never before has the
black race of Central Africa, from the dawn of history to the present day,
attained a condition so civilized and so improved, not only physically, but
morally and intellectually. . . . [T]he relation now existing in
the slaveholding States between the two [races], is, instead of an evil, a
good—a positive good”); Harper, Memoir on Slavery, in The Ideology of
Slavery 78, 115–116 (D. Faust ed. 1981) (“Slavery, as it is said in an
eloquent article published in a Southern periodical work . . . ‘has
done more to elevate a degraded race in the scale of humanity; to tame the
savage; to civilize the barbarous; to soften the ferocious; to enlighten the
ignorant, and to spread the blessings of [C]hristianity
among the heathen, than all the missionaries that philanthropy and religion
have ever sent forth’ ”); Hammond, The Mudsill Speech, 1858, in Defending
Slavery, supra, at 80, 87 (“They are elevated from the condition in
which God first created them, by being made our slaves”).
A century later, segregationists
similarly asserted that segregation was not only benign, but good for black
students. They argued, for example, that separate schools protected black
children from racist white students and teachers. See, e.g., Brief for
Appellees in Briggs 33–34 (“ ‘I have repeatedly seen wise and
loving colored parents take infinite pains to force their little children into
schools where the white children, white teachers, and white parents despised
and resented the dark child, made mock of it, neglected or bullied it, and
literally rendered its life a living hell. Such parents want their child to
“fight” this thing out,—but, dear God, at what a cost!
. . . We shall get a finer, better balance of spirit; an infinitely
more capable and rounded personality by putting children in schools where they
are wanted, and where they are happy and inspired, than in thrusting them into
hells where they are ridiculed and hated’ ” (quoting DuBois, Does the Negro
Need Separate Schools? 4 J. of Negro Educ. 328, 330–331 (1935))); Tr. of Oral
Arg. in Bolling v. Sharpe, O. T. 1952, No. 413, p. 56 (“There was
behind these [a]cts a kindly feeling [and] an
intention to help these people who had been in bondage. And there was and there
still is an intention by the Congress to see that these children shall be
educated in a healthful atmosphere, in a wholesome atmosphere, in a place where
they are wanted, in a place where they will not be looked upon with hostility,
in a place where there will be a receptive atmosphere for learning for both
races without the hostility that undoubtedly Congress thought might creep into
these situations”). And they even appealed to the fact that many blacks agreed
that separate schools were in the “best interests” of both races. See, e.g.,
Brief for Appellees in Davis 24–25 (“ ‘It has been my experience, in
working with the people of Virginia, including both white and Negro, that the
customs and the habits and the traditions of Virginia citizens are such that
they believe for the best interests of both the white and the Negro that the
separate school is best’ ”).
Following in these inauspicious
footsteps, the University would have us believe that its discrimination is
likewise benign. I think the lesson of history is clear enough: Racial
discrimination is never benign. “ ‘[B]enign’ carries with it no independent meaning, but reflects
only acceptance of the current generation’s conclusion that a politically
acceptable burden, imposed on particular citizens on the basis of race, is
reasonable.” See Metro Broadcasting, 497 U. S., at 610 (O’Connor,
J., dissenting). It is for this reason that the Court has repeatedly held that
strict scrutiny applies to all racial classifications, regardless of whether
the government has benevolent motives. See, e.g., Johnson, 543 U. S., at
505 (“We have insisted on strict scrutiny in every context, even for so-called
‘benign’ racial classifications”); Adarand,
515 U. S., at 227 (“[A]ll racial
classifications, imposed by whatever federal, state, or local governmental
actor, must be analyzed by a reviewing court under strict scrutiny”); J. A. Croson, 488 U. S., at 500 (“Racial classifications
are suspect, and that means that simple legislative assurances of good intention
cannot suffice”). The University’s professed good intentions cannot excuse its
outright racial discrimination any more than such intentions justified the now
denounced arguments of slaveholders and segregationists.
B
While it does not, for constitutional
purposes, matter whether the University’s racial discrimination is benign, I
note that racial engineering does in fact have insidious consequences. There
can be no doubt that the University’s discrimination injures white and Asian
applicants who are denied admission because of their race. But I believe the
injury to those admitted under the University’s discriminatory admissions
program is even more harmful.
Blacks and Hispanics admitted to
the University as a result of racial discrimination are, on average, far less
prepared than their white and Asian classmates. In the University’s entering
class of 2009, for example, among the students admitted outside the Top Ten
Percent plan, blacks scored at the 52d percentile of 2009 SAT takers nationwide,
while Asians scored at the 93d percentile. Brief for Richard Sander et al.
as Amici Curiae 3–4, and n. 4. Blacks had a mean GPA of 2.57 and a mean
SAT score of 1524; Hispanics had a mean GPA of 2.83 and a mean SAT score of
1794; whites had a mean GPA of 3.04 and a mean SAT score of 1914; and Asians
had a mean GPA of 3.07 and a mean SAT score of 1991. [ 4 ] Ibid.
Tellingly, neither the University
nor any of the 73 amici briefs in support of racial discrimination has
presented a shred of evidence that black and Hispanic students are able to
close this substantial gap during their time at the University. Cf. Thernstrom & Thernstrom,
Reflections on the Shape of the River, 46 UCLA L. Rev. 1583, 1605–1608
(1999) (discussing the failure of defenders of racial discrimination in
admissions to consider the fact that its “beneficiaries” are underperforming in
the classroom). “It is a fact that in virtually all selective schools . . . where racial preferences in
admission is practiced, the majority of [black] students end up in the lower
quarter of their class.” S. Cole & E. Barber, Increasing Faculty Diversity:
The Occupational Choices of High-Achieving Minority Students 124 (2003). There
is no reason to believe this is not the case at the University. The University
and its dozens of amici are deafeningly silent on this point.
Furthermore, the University’s
discrimination does nothing to increase the number of blacks and Hispanics who
have access to a college education generally. Instead, the University’s
discrimination has a pervasive shifting effect. See T. Sowell, Affirmative
Action Around the World 145–146 (2004). The University admits minorities who
otherwise would have attended less selective colleges where they would have
been more evenly matched. But, as a result of the mismatching, many blacks and
Hispanics who likely would have excelled at less elite schools are placed in a
position where underperformance is all but inevitable because they are less
academically prepared than the white and Asian students with whom they must
compete. Setting aside the damage wreaked upon the self-confidence of these
overmatched students, there is no evidence that they learn more at the University
than they would have learned at other schools for which they were better
prepared. Indeed, they may learn less.
The Court of Appeals believed that
the University needed to enroll more blacks and Hispanics because they remained
“clustered in certain programs.” 631 F. 3d 213, 240 (CA5 2011) (“[N]early a quarter of the undergraduate students in [the
University’s] College of Social Work are Hispanic, and more than 10% are
[black]. In the College of Education, 22.4% of students are Hispanic and 10.1%
are [black]”). But racial discrimination may be the cause of, not the solution
to, this clustering. There is some evidence that students admitted as a result
of racial discrimination are more likely to abandon their initial aspirations
to become scientists and engineers than are students with similar
qualifications who attend less selective schools. See, e.g., Elliott, Strenta, Adair, Matier, & Scott, The Role of Ethnicity
in Choosing and Leaving Science in Highly Selective Institutions, 37 Research
in Higher Educ. 681, 699–701 (1996). [ 5 ] These students may well drift towards less
competitive majors because the mismatch caused by racial discrimination in
admissions makes it difficult for them to compete in more rigorous majors.
Moreover, the University’s
discrimination “stamp[s] [blacks and Hispanics] with a badge of inferiority.” Adarand, 515 U. S., at 241 (opinion of Thomas, J.). It
taints the accomplishments of all those who are admitted as a result of racial
discrimination. Cf. J. McWhorter, Losing the Race: Self-Sabotage in Black
America 248 (2000) (“I was never able to be as proud of getting into Stanford
as my classmates could be. . . . [H]ow
much of an achievement can I truly say it was to have been a good enough black
person to be admitted, while my colleagues had been considered good enough
people to be admitted”). And, it taints the accomplishments of all those who
are the same race as those admitted as a result of racial discrimination. In
this case, for example, most blacks and Hispanics attending the University were
admitted without discrimination under the Top Ten Percent plan, but no one can
distinguish those students from the ones whose race played a role in their admission.
“When blacks [and Hispanics] take positions in the highest places of
government, industry, or academia, it is an open question
. . . whether their skin color played a part in their
advancement.” See Grutter, 539 U. S., at 373 (opinion of Thomas, J.). “The
question itself is the stigma—because either racial discrimination did play a
role, in which case the person may be deemed ‘otherwise unqualified,’ or it did
not, in which case asking the question itself unfairly marks those
. . . who would succeed without discrimination.”
Ibid. Although cloaked in good intentions, the University’s racial tinkering
harms the very people it claims to be helping.
* * *
For the foregoing reasons, I would
overrule Grutter. However, because the Court correctly concludes that
the Court of Appeals did not apply strict scrutiny, I join its opinion.
Notes
1 The standard of “pressing public
necessity” is more frequently called a “compelling governmental interest.” I
use the terms interchangeably.
2 Similar arguments were advanced unsuccessfully
in other cases as well. See, e.g., Brief for Respondents in Sweatt
v. Painter, O. T. 1949, No. 44, pp. 94–95 (hereinafter Brief for
Respondents in Sweatt) (“[I]f the power to separate
the students were terminated, . . . it would
be as a bonanza to the private white schools of the State, and it would mean
the migration out of the schools and the turning away from the public schools
of the influence and support of a large number of children and of the parents
of those children . . . who are the largest contributors to the cause
of public education, and whose financial support is necessary for the continued
progress of public education. . . . Should
the State be required to mix the public schools, there is no question but that
a very large group of students would transfer, or be moved by their parents, to
private schools with a resultant deterioration of the public schools” (internal
quotation marks omitted)); Brief for Appellees in Briggs v. Elliott, O. T.
1952, No. 101, p. 27 (hereinafter Brief for Appellees in Briggs) (“[I]t
would be impossible to have sufficient acceptance of the idea of mixed groups
attending the same schools to have public education on that basis at all
. . . . [I]t would eliminate the public schools in most, if not
all, of the communities in the State”).
3 While the arguments advanced by the
University in defense of discrimination are the same as those advanced by the
segregationists, one obvious difference is that the segregationists argued that
it was segregation that was necessary to obtain the alleged benefits, whereas
the University argues that diversity is the key. Today, the segre-gationists’
arguments would never be given serious considera-tion.
But see M. Plocienniczak, Pennsylvania School
Experiments with ‘Segregation,’ CNN (Jan. 27, 2011),
http://www.cnn.com/2011/US/01/27/pennsylvania.segregation/index.html?_s=PM:US
(as visited June 21, 2013, and available in Clerk of Court’s case file). We should
be equally hostile to the University’s repackaged version of the same arguments
in support of its favored form of racial discrimination.
4 The lowest possible score on the SAT
is 600, and the highest possible score is 2400.
5 The success of historically black
colleges at producing graduates who go on to earn graduate degrees in science
and engineering is well documented. See, e.g., National Science Foundation, J. Burrelli & A. Rapoport, InfoBrief,
Role of HBCUs as Baccalaureate-Origin Institutions of Black S&E Doctorate
Recipients 6 (2008) (Table 2) (showing that, from 1997–2006, Howard University
had more black students who went on to earn science and engineering doctorates
than any other undergraduate institution, and that 7 other historically black
colleges ranked in the top 10); American Association of Medical Colleges,
Diversity in Medical Education: Facts & Figures 86 (2012) (Table 19)
(showing that, in 2011, Xavier University had more black students who went on
to earn medical degrees than any other undergraduate institution and that
Howard University was second).
Justice Ginsburg, dissenting.
The University of Texas at Austin
(University) is candid about what it is endeavoring to do: It seeks to achieve
student-body diversity through an admissions policy patterned after the Harvard
plan referenced as exemplary in Justice Powell’s opinion in Regents of Univ.
of Cal. v. Bakke, 438 U. S. 265 –317 (1978). The University has
steered clear of a quota system like the one struck down in Bakke, which
excluded all nonminority candidates from competition for a fixed number of
seats. See id., at 272–275, 315, 319–320 (opinion of Powell, J.). See also Gratz
v. Bollinger, 539 U. S. 244, 293 (2003) (Souter, J., dissenting)
(“Justice Powell’s opinion in [Bakke] rules out a racial quota or
set-aside, in which race is the sole fact of eligibility for certain places in
a class.”). And, like so many educational institutions across the Nation, [ 1 ]
the University has taken care to follow the model approved by the Court in Grutter
v. Bollinger, 539 U. S. 306 (2003) . See 645 F. Supp. 2d 587, 609
(WD Tex. 2009) (“[T]he parties agree [that the University’s] policy was based
on the [admissions] policy [upheld in Grutter].”).
Petitioner urges that Texas’ Top
Ten Percent Law and race-blind holistic review of each application achieve
significant diversity, so the University must be content with those
alternatives. I have said before and reiterate here that only an ostrich could
regard the supposedly neutral alternatives as race unconscious. See Gratz,
539 U. S., at 303–304, n. 10 (dissenting opinion). As Justice Souter
observed, the vaunted alternatives suffer from “the disadvantage of deliberate
obfuscation.” Id., at 297–298 (dissenting opinion).
Texas’ percentage plan was adopted
with racially segregated neighborhoods and schools front and center stage. See
House Research Organization, Bill Analysis, HB 588, pp. 4–5 (Apr. 15,
1997) (“Many regions of the state, school districts, and high schools in Texas
are still predominantly composed of people from a single racial or ethnic
group. Because of the persistence of this segregation, admitting the top 10
percent of all high schools would provide a diverse population and ensure that
a large, well qualified pool of minority students was
admitted to Texas universities.”). It is race consciousness, not blindness to
race, that drives such plans. [ 2 ]
As for holistic review, if universities cannot explicitly include race as a
factor, many may “resort to camouflage” to “maintain their minority
enrollment.” Gratz, 539 U. S., at 304 (Ginsburg, J., dissenting).
I have several times explained why
government actors, including state universities, need not be blind to the
lingering effects of “an overtly discriminatory past,” the legacy of “centuries
of law-sanctioned inequality.” Id., at 298 (dissenting opinion). See also Adarand Constructors, Inc. v. Peña, 515
U. S. 200 –274 (1995) (dissenting opinion). Among constitutionally
permissible options, I remain convinced, “those that candidly disclose their
consideration of race [are] preferable to those that conceal it.” Gratz,
539 U. S., at 305, n. 11 (dissenting opinion).
Accordingly, I would not return
this case for a second look. As the thorough opinions below show, 631
F. 3d 213 (CA5 2011); 645 F. Supp. 2d 587, the University’s
admissions policy flexibly considers race only as a “factor of a factor of a
factor of a factor” in the calculus, id., at 608; followed a yearlong review through
which the University reached the reasonable, good-faith judgment that
supposedly race-neutral initiatives were insufficient to achieve, in
appropriate measure, the educational benefits of student-body diversity, see
631 F. 3d, at 225–226; and is sub- ject to periodic
review to ensure that the consideration of race remains necessary and proper to
achieve the University’s educational objectives, see id., at 226. [ 3 ]
Justice Powell’s opinion in Bakke and the Court’s decision in Grutter require
no further determinations. See Grutter, 539 U. S., at 333–343; Bakke,
438 U. S., at 315–320.
The Court rightly declines to cast
off the equal protection framework settled in Grutter. See ante,
at 5. Yet it stops short of reaching the conclusion that framework warrants.
Instead, the Court vacates the Court of Appeals’ judgment and remands for the
Court of Appeals to “assess whether the University has offered sufficient
evidence [to] prove that its admissions program is narrowly tailored to obtain
the educational benefits of diversity.” Ante, at 13. As I see it, the Court of
Appeals has already completed that inquiry, and its judgment, trained on this
Court’s Bakke and Grutter pathmarkers,
merits our approbation. [ 4 ]
* * *
For the reasons stated, I would
affirm the judgment of the Court of Appeals.
Notes
1 See
Brief for Amherst College et al. as Amici Curiae 33–35; Brief for
Association of American Law Schools as Amicus Curiae 6; Brief for Association
of American Medical Colleges et al. as Amici Curiae 30–32; Brief for Brown
University et al. as Amici Curiae 2–3, 13; Brief for Robert Post
et al. as Amici Curiae 24–27; Brief for Fordham University et al. as
Amici Curiae 5–6; Brief for University of Delaware et al. as Amici Curiae
16–21.
2 The
notion that Texas’ Top Ten Percent Law is race neutral calls to mind Professor
Thomas Reed Powell’s famous statement: “If you think that you can think about a
thing inextricably attached to something else without thinking of the thing
which it is attached to, then you have a legal mind.” T. Arnold, The Symbols of
Government 101 (1935) (internal quotation marks omitted). Only that kind of
legal mind could conclude that an admissions plan
specifically designed to produce racial diversity is not race conscious.
3 As
the Court said in Grutter v. Bollinger, , “[n]arrow
tailoring . . . require[s] serious, good faith consideration of
workable race-neutral alternatives that will achieve the diversity the
university seeks.” But, Grutter also explained, it does not “require a
university to choose between maintaining a reputation for excellence [and]
fulfilling a commitment to provide educational opportunitiesto
members of all racial groups.” Ibid. I do not read the Court tosay otherwise. See ante, at 10 (acknowledging that, in
determining whether a race-conscious admissions policy satisfies Grutter’s
narrow-tailoring requirement, “a court can take account of a university’s
experience and expertise in adopting or rejecting certain admissions
processes”).
4 Because
the University’s admissions policy, in my view, is constitutional under
Grutter, there is no need for the Court in this case “to revisit whether all
governmental classifications by race, whether designed to benefit or to burden
a historically disadvantaged group, should be subject to the same standard of
judicial review.” 539 U. S., at 346, n. (Ginsburg, J., concurring). See
also Gratz v. Bollinger, (Ginsburg, J., dissenting) (“Actions designed to
burden groups long denied full citizenship stature are not sensibly ranked with
measures taken to hasten the day when entrenched discrimination and its
aftereffects have been extirpated.”).