Federalist No. 51
The
Structure of the Government Must Furnish the Proper Checks and Balances Between the Different Departments
Independent
Journal
Wednesday, February 6, 1788
[James Madison]
To the
People of the State of New York:
TO WHAT expedient, then, shall we finally resort, for maintaining in
practice the necessary partition of power among the several departments, as
laid down in the Constitution? The only answer that can be given is, that as
all these exterior provisions are found to be inadequate, the defect must be
supplied, by so contriving the interior structure of the government as that its
several constituent parts may, by their mutual relations, be the means of
keeping each other in their proper places. Without presuming to undertake a
full development of this important idea, I will hazard a few general
observations, which may perhaps place it in a clearer light, and enable us to
form a more correct judgment of the principles and structure of the government
planned by the convention.
In order to lay a due
foundation for that separate and distinct exercise of the different powers of
government, which to a certain extent is admitted on all hands to be essential
to the preservation of liberty, it is evident that each department should have
a will of its own; and consequently should be so constituted that the members
of each should have as little agency as possible in the appointment of the
members of the others. Were this principle rigorously adhered to, it would
require that all the appointments for the supreme executive, legislative, and
judiciary magistracies should be drawn from the same fountain of authority, the
people, through channels having no communication whatever with one another.
Perhaps such a plan of constructing the several departments would be less
difficult in practice than it may in contemplation appear. Some difficulties,
however, and some additional expense would attend the execution of it. Some
deviations, therefore, from the principle must be admitted. In the constitution
of the judiciary department in particular, it might be inexpedient to insist
rigorously on the principle: first, because peculiar qualifications being
essential in the members, the primary consideration ought to be to select that
mode of choice which best secures these qualifications; secondly, because the
permanent tenure by which the appointments are held in that department, must
soon destroy all sense of dependence on the authority conferring them.
It is equally
evident, that the members of each department should be as little dependent as
possible on those of the others, for the emoluments annexed to their offices.
Were the executive magistrate, or the judges, not independent of the
legislature in this particular, their independence in every other would be
merely nominal.
But the great security
against a gradual concentration of the several powers in the same department, consists in giving to those who administer each
department the necessary constitutional means and personal motives to resist
encroachments of the others. The provision for defense must in this, as in all
other cases, be made commensurate to the danger of attack. Ambition must be
made to counteract ambition. The interest of the man must be connected with the
constitutional rights of the place. It may be a reflection on human nature,
that such devices should be necessary to control the abuses of government. But
what is government itself, but the greatest of all reflections on human nature?
If men were angels, no government would be necessary. If angels were to govern
men, neither external nor internal controls on government would be necessary.
In framing a government which is to be administered by men over men, the great
difficulty lies in this: you must first enable the government to control the
governed; and in the next place oblige it to control itself. A dependence on
the people is, no doubt, the primary control on the government; but experience
has taught mankind the necessity of auxiliary precautions.
This policy of supplying,
by opposite and rival interests, the defect of better motives, might be traced
through the whole system of human affairs, private as well as public. We see it
particularly displayed in all the subordinate distributions of power, where the
constant aim is to divide and arrange the several offices in such a manner as
that each may be a check on the other -- that the private interest of every
individual may be a sentinel over the public rights. These inventions of
prudence cannot be less requisite in the distribution of the supreme powers of
the State.
But it is not possible to
give to each department an equal power of self-defense. In republican
government, the legislative authority necessarily predominates. The remedy for
this inconveniency is to divide the legislature into different branches; and to
render them, by different modes of election and different principles of action,
as little connected with each other as the nature of their common functions and
their common dependence on the society will admit. It may even be necessary to
guard against dangerous encroachments by still further precautions. As the
weight of the legislative authority requires that it should be thus divided,
the weakness of the executive may require, on the other hand, that it should be fortified. An absolute negative on the
legislature appears, at first view, to be the natural defense with which the
executive magistrate should be armed. But perhaps it would be neither
altogether safe nor alone sufficient. On ordinary occasions it might not be exerted
with the requisite firmness, and on extraordinary occasions it might be
perfidiously abused. May not this defect of an absolute negative be supplied by
some qualified connection between this weaker department and the weaker branch
of the stronger department, by which the latter may be led to support the
constitutional rights of the former, without being too much detached from the
rights of its own department?
If the principles on
which these observations are founded be just, as I persuade myself they are,
and they be applied as a criterion to the several State constitutions, and to
the federal Constitution it will be found that if the latter does not perfectly
correspond with them, the former are infinitely less able to bear such a test.
. . .