Physics
By Aristotle
Written 350 B.C.
Translated by R. P. Hardie and R. K. Gaye
Book II.
Part/Chapter 3. Now that we
have established these distinctions, we must proceed to
consider causes, their character and number. Knowledge is the object of our inquiry, and men do not think they know a thing till they
have grasped the 'why' of (which is to grasp its primary
cause). So clearly we too must do this as regards both coming
to be and passing away and every kind of physical change, in
order that, knowing their principles, we may try to refer to
these principles each of our problems.
In one sense, then, (1) that out of which a thing comes to be and which
persists, is called 'cause', e.g. the bronze of the statue, the silver of the bowl, and the genera of which the bronze and the silver are
species.
In another sense (2) the form or the archetype, i.e. the statement of
the essence, and its genera, are called 'causes' (e.g. of the octave the relation of 2:1, and generally number), and the parts in the definition.
Again (3) the primary source of the change or coming to rest; e.g. the
man who gave advice is a cause, the father is cause of the child, and generally what makes of what is made and what causes change of what
is changed.
Again (4) in the sense of end or 'that for the sake of which' a thing
is done, e.g. health is the cause of walking about. ('Why is he walking about?' we say. 'To be healthy', and, having said that, we think we have assigned
the cause.) The same is true also of all the intermediate steps which are brought about through the action of something else as
means towards the end, e.g. reduction of flesh, purging, drugs,
or surgical instruments are means towards health. All these
things are 'for the sake of' the end, though they differ from
one another in that some are activities, others instruments.
This then perhaps exhausts the number of ways in which the term 'cause'
is used.
As the word has several senses, it follows that there are several causes
of the same thing not merely in virtue of a concomitant attribute), e.g. both the art of the sculptor and the bronze are causes of the
statue. These are causes of the statue qua statue, not in
virtue of anything else that it may be-only not in the same
way, the one being the material cause, the other the cause
whence the motion comes. Some things cause each other reciprocally,
e.g. hard work causes fitness and vice versa, but again not in
the same way, but the one as end, the other as the origin of change. Further the same thing is the cause of contrary results. For that
which by its presence brings about one result is sometimes
blamed for bringing about the contrary by its absence. Thus we
ascribe the wreck of a ship to the absence of the pilot whose
presence was the cause of its safety.
All the causes now mentioned fall into four familiar divisions. The
letters are the causes of syllables, the material of artificial products, fire, &c., of bodies, the parts of the whole, and the premises
of the conclusion, in the sense of 'that from which'. Of these
pairs the one set are causes in the sense of substratum, e.g.
the parts, the other set in the sense of essence-the whole and
the combination and the form. But the seed and the doctor and
the adviser, and generally the maker, are all sources whence
the change or stationariness originates, while the others are causes in the sense of the end or the good of the rest; for 'that for the
sake of which' means what is best and the end of the things
that lead up to it. (Whether we say the 'good itself or the
'apparent good' makes no difference.)
Such then is the number and nature of the kinds of cause.
Now the modes of causation are many, though when brought
under heads they too can be reduced in number. For 'cause'
is used in many senses and even within the same kind one may be
prior to another (e.g. the doctor and the expert are causes of
health, the relation 2:1 and number of the octave), and always
what is inclusive to what is particular. Another mode of causation
is the incidental and its genera, e.g. in one way 'Polyclitus', in
another 'sculptor' is the cause of a statue, because 'being Polyclitus' and 'sculptor' are incidentally
conjoined. Also the classes in which the incidental
attribute is included; thus 'a man' could be said to be the cause
of a statue or, generally, 'a living creature'. An incidental attribute too may be more or less remote, e.g. suppose that 'a pale man' or
'a musical man' were said to be the cause of the statue.
All causes, both proper and incidental, may be spoken of either as
potential or as actual; e.g. the cause of a house being built is either 'house-builder' or 'house-builder building'.
Similar distinctions can be made in the things of which the causes are
causes, e.g. of 'this statue' or of 'statue' or of 'image' generally, of 'this bronze' or of 'bronze' or of 'material' generally. So too with the incidental attributes. Again
we may use a complex expression for either and say, e.g.
neither 'Polyclitus' nor 'sculptor' but 'Polyclitus, sculptor'.
All these various uses, however, come to six in number, under each of
which again the usage is twofold. Cause means either what is particular or a genus, or an incidental attribute or a genus of that, and
these either as a complex or each by itself; and all six either
as actual or as potential. The difference is this much, that
causes which are actually at work and particular exist and
cease to exist simultaneously with their effect, e.g. this
healing person with this being-healed person and that house-building man with that being-built house; but this is not always true of
potential causes—the house and the house-builder do not pass
away simultaneously.
In investigating the cause of each thing it is always necessary to
seek what is most precise (as also in other things): thus man builds because he is a builder, and a builder builds in virtue of his art
of building. This last cause then is prior: and so generally.
Further, generic effects should be assigned to generic causes, particular
effects to particular causes, e.g. statue to sculptor, this statue
to this sculptor; and powers are relative to possible effects, actually operating causes to things which are actually being effected.
This must suffice for our account of the number of causes and the modes
of causation.
Chapter/Part
7. It is clear then that there are causes, and that the number of them is what we have stated. The number is the same as that of the
things comprehended under the question 'why'. The 'why' is
referred ultimately either (1), in things which do not involve
motion, e.g. in mathematics, to the 'what' (to the definition
of 'straight line' or 'commensurable', &c.), or (2) to what
initiated a motion, e.g. 'why did they go to war?-because there
had been a raid'; or (3) we are inquiring 'for the sake of what?'-'that they may rule'; or (4), in the case of things that come into
being, we are looking for the matter. The causes, therefore,
are these and so many in number.
Now, the causes being four, it is the business of the physicist to
know about them all, and if he refers his problems back to all of them, he will assign the 'why' in the way proper to his science-the
matter, the form, the mover, 'that for the sake of which'. The
last three often coincide; for the 'what' and 'that for the
sake of which' are one, while the primary source of motion is
the same in species as these (for man generates man), and so
too, in general, are all things which cause movement by being themselves moved; and such as are not of this kind are no longer inside the
province of physics, for they cause motion not by possessing
motion or a source of motion in themselves, but being
themselves incapable of motion. Hence there are three branches
of study, one of things which are incapable of motion, the
second of things in motion, but indestructible, the third of destructible
things. . . .
Part/Chapter 8. We must explain then (1) that
Nature belongs to the class of causes which act for the sake of
something; (2) about the necessary and its place in physical
problems, for all writers ascribe things to this cause, arguing that
since the hot and the cold, &c., are of such and such a kind, therefore certain things necessarily are and come to be-and if they mention
any other cause (one his 'friendship and strife', another his
'mind'), it is only to touch on it, and then good-bye to it.
A difficulty presents itself: why should not nature work, not for the
sake of something, nor because it is better so, but
just as the sky rains, not in order to make the corn grow, but
of necessity? What is drawn up must cool, and what has been cooled
must become water and descend, the result of this being that
the corn grows. Similarly if a man's crop is spoiled on the
threshing-floor, the rain did not fall for the sake of this-in order
that the crop might be spoiled-but that result just followed. Why then
should it not be the same with the parts in nature, e.g. that our teeth
should come up of necessity-the front teeth sharp, fitted for tearing, the molars broad and useful for grinding down the food-since they
did not arise for this end, but it was merely a coincident
result; and so with all other parts in which we suppose that
there is purpose? Wherever then all the parts came about just
what they would have been if they had come be for an end, such
things survived, being organized spontaneously in a fitting
way; whereas those which grew otherwise perished and continue to perish,
as Empedocles says his 'man-faced ox-progeny' did.
Such are the arguments (and others of the kind) which may cause difficulty
on this point. Yet it is impossible that this should be the true
view. For teeth and all other natural things either invariably or normally
come about in a given way; but of not one of the results of chance or
spontaneity is this true. We do not ascribe to chance or mere coincidence the frequency of rain in winter, but frequent rain in summer we
do; nor heat in the dog-days, but only if we have it in winter.
If then, it is agreed that things are either
the result of coincidence or for an end, and these
cannot be the result of coincidence or spontaneity, it follows that
they must be for an end; and that such things are all due to nature even the champions of the theory which is before us would agree.
Therefore action for an end is present in things which come to
be and are by nature.
Further, where a series has a completion, all the preceding steps are
for the sake of that. Now surely as in intelligent action, so in nature; and as in nature, so it is in each action, if nothing interferes.
Now intelligent action is for the sake of an end; therefore the
nature of things also is so. Thus if a house, e.g. had been a
thing made by nature, it would have been made in the same way
as it is now by art; and if things made by nature were made
also by art, they would come to be in the same way as by nature. Each
step then in the series is for the sake of the next; and generally art
partly completes what nature cannot bring to a finish, and partly imitates her. If, therefore, artificial products are for the sake of an
end, so clearly also are natural products. The relation of the
later to the earlier terms of the series is the same in both.
This is most obvious in the animals other than man: they make
things neither by art nor after inquiry or deliberation. Wherefore
people discuss whether it is by intelligence or by some other faculty
that these creatures work, spiders, ants, and the like. By gradual advance
in this direction we come to see clearly that in plants too that is
produced which is conducive to the end-leaves, e.g. grow to provide shade for the fruit. If then it is both by nature and for an end
that the swallow makes its nest and the spider its web, and
plants grow leaves for the sake of the fruit and send their
roots down (not up) for the sake of nourishment, it is plain
that this kind of cause is operative in things which come to be
and are by nature. And since 'nature' means two things, the
matter and the form, of which the latter is the end, and since all the
rest is for the sake of the end, the form must be the cause in the sense
of 'that for the sake of which'.
Now mistakes come to pass even in the operations of art: the grammarian makes a mistake in writing and the doctor pours out the wrong
dose. Hence clearly mistakes are possible in the operations of
nature also. If then in art there are cases in which what is
rightly produced serves a purpose, and if where mistakes occur
there was a purpose in what was attempted, only it was not
attained, so must it be also in natural products, and monstrosities will be failures in the purposive effort. Thus in the original
combinations the 'ox-progeny' if they failed to reach a
determinate end must have arisen through the corruption of some
principle corresponding to what is now the seed.
Further, seed must have come into being first, and not straightway the
animals: the words 'whole-natured first...' must have meant seed.
Again, in plants too we find the relation of means to end, though the
degree of organization is less. Were there then in plants also 'olive-headed vine-progeny', like the 'man-headed ox-progeny', or not? An absurd
suggestion; yet there must have been, if there were such things
among animals.
Moreover, among the seeds anything must have come to be at random. But
the person who asserts this entirely does away with 'nature' and what exists 'by nature'. For those things are natural which, by a
continuous movement originated from an internal principle,
arrive at some completion: the same completion is not reached
from every principle; nor any chance completion,
but always the tendency in each is towards the same end, if there
is no impediment.
The end and the means towards it may come about by chance. We say, for
instance, that a stranger has come by chance, paid the ransom, and gone
away, when he does so as if he had come for that purpose, though it was not for that that he came. This is incidental, for chance is
an incidental cause, as I remarked before. But
when an event takes place always or for the most part, it is
not incidental or by chance. In natural products the sequence
is invariable, if there is no impediment.
It is absurd to suppose that purpose is not present because we do
not observe the agent deliberating. Art does not deliberate. If the ship-building art were in the wood, it would produce the same
results by nature. If, therefore, purpose is present in art, it
is present also in nature. The best illustration is a doctor
doctoring himself: nature is like that.
It is plain then that nature is a cause, a cause that operates for
a purpose.