GITLOW v.
PEOPLE OF STATE OF NEW YORK
268 U.S. 652 (1925)
Reargued
Nov. 23, 1923; Decided June 8, 1925.
Error to the Supreme Court of the state of New York.
[268 U.S. 652, 654] Mr. Justice SANFORD delivered the opinion of the Court.
Benjamin Gitlow was indicted in the
Supreme Court of New York, with three others, for the statutory crime of
criminal anarchy. New York Penal Law, 160, 161.1 He was separately
tried, convicted, and sentenced to imprisonment. The judgment was affirmed by
the Appellate Division and by the Court of Appeals. People v. Gitlow, 195 App.
Div. 773, 187 N. Y. S. 783; 234 N. Y. 132, 136 N. E. 317; and 234 N. Y. 529,
138 N. E. 438. The case is here on writ of error to the Supreme Court, to which
the record was remitted. 260 U.S. 703 ,
43 S. Ct. 163.
The contention here is that the
statute, by its terms and as applied in this case, is repugnant to the due
process clause of the Fourteenth Amendment. Its material provisions are:
'Sec. 160. Criminal Anarchy Defined. Criminal anarchy is the
doctrine that organized government should be overthrown by force or violence,
or by assassination of the executive head or of any of the executive officials
of government, or by any unlawful means. The advocacy of such doctrine either
by word of mouth or writing is a felony.
'Sec. 161. Advocacy of Criminal Anarchy. Any person who:
'1. By word of mouth or writing advocates, advises or
teaches the duty, necessity or propriety of overthrowing or overturning
organized government by force or violence, or by assassination of the executive
head or of any of the executive officials of government, or by any unlawful
means; or,
'2. Prints, publishes, edits, issues or knowingly
circulates, sells, distributes or publicly displays any book, paper, document,
or written or printed matter in any [268 U.S. 652, 655] form, containing or advocating,
advising or teaching the doctrine that organized government should be
overthrown by force, violence or any unlawful means, ...
'Is guilty of a felony and punishable' by imprisonment or
fine, or both.
The indictment was in two counts.
The first charged that the defendant had advocated, advised and taught the
duty, necessity and propriety of overthrowing and overturning organized
government by force, violence and unlawful means, by certain writings therein
set forth entitled 'The Left Wing Manifesto'; the second that he had printed,
published and knowingly circulated and distributed a certain paper called 'The
Revolutionary Age,' containing the writings set forth in the first count
advocating, advising and teaching the doctrine that organized government should
be overthrown by force, violence and unlawful means.
The following facts were established
on the trial by undisputed evidence and admissions: The defendant is a member
of the Left Wing Section of the Socialist Party, a dissenting branch or faction
of that party formed in opposition to its dominant policy of 'moderate
Socialism.' Membership in both is open to aliens as well as citizens. The Left
Wing Section was organized nationally at a conference in New York City in June,
1919, attended by ninety delegates from twenty different States. The conference
elected a National Council, of which the defendant was a member, and left to it
the adoption of a 'Manifesto.' This was published in The Revolutionary Age, the
official organ of the Left Wing. The defendant was on the board of managers of
the paper and was its business manager. He arranged for the printing of the
paper and took to the printer the manuscript of the first issue which contained
the Left Wing Manifesto, and also a Communist Program and a Program of the Left
Wing that had been adopted by the conference. Sixteen thousand [268 U.S. 652, 656] copies
were printed, which were delivered at the premises in New York City used as the
office of the Revolutionary Age and the headquarters of the Left Wing, and occupied
by the defendant and other officials. These copies were paid for by the
defendant, as business manager of the paper. Employees at this office wrapped
and mailed out copies of the paper under the defendant's direction; and copies
were sold from this office. It was admitted that the defendant signed a card
subscribing to the Manifesto and Program of the Left Wing, which all applicants
were required to sign before being admitted to membership; that he went to
different parts of the State to speak to branches of the Socialist Party about
the principles of the Left Wing and advocated their adoption; and that he was
responsible for the Manifesto as it appeared, that 'he knew of the publication,
in a general way and he knew of its publication afterwards, and is responsible
for the circulation.'
There was no evidence of any effect
resulting from the publication and circulation of the Manifesto.
No witnesses were offered in behalf
of the defendant.
Extracts from the Manifesto are set
forth in the margin.2 Coupled with a review of the rise of
Socialism, it [268
U.S. 652, 657] condemned the dominant 'moderate Socialism' for its
recognition of the necessity of the democratic parliamentary state; repudiated
its policy of introducing Socialism by legislative measures; and advocated, in
plain and unequivocal language, the necessity of accomplishing the 'Communist
Revolution' by a militant and 'revolutionary Socialism,' based on 'the class
struggle' and mobilizing [268 U.S. 652, 658] the 'power of the proletariat in
action,' through mass industrial revolts developing into mass political strikes
and 'revolutionary mass action,' for the purpose of conquering and destroying
the parliamentary state and establishing in its place, through a 'revoluntionary dictatorship of the proletariat,' the system
of Communist Socialism. The then recent strikes in Seattle and Winnepeg3
were cited as instances of a development already verging on revolutionary
action and suggestive of proletarian [268 U.S. 652, 659] dictatorship, in which the
strike-workers were 'trying to usurp the functions of municipal government';
and revolutionary Socialism, it was urged, must use these mass industrial
revolts to broaden the strike, make it general and militant, and develop it
into mass political strikes and revolutionary mass action for the annihilation
of the parliamentary state.
At the outset of the trial the
defendant's counsel objected to the introduction of any evidence under the [268 U.S. 652, 660] indictment
on the grounds that, as a matter of law, the Manifesto 'is not in contravention
of the statute,' and that 'the statute is in contravention of' the due process
clause of the Fourteenth Amendment. This objection was denied. They also moved,
at the close of the evidence, to dismiss the indictment and direct an acquittal
'on the grounds stated in the first objection to evidence,' [268 U.S. 652, 661] and
again on the grounds that 'the indictment does not charge an offense' and the
evidence 'does not show an offense.' These motions were also denied.
The court, among other things,
charged the jury, in substance, that they must determine what was the intent,
purpose and fair meaning of the Manifesto; that its words must be taken in
their ordinary meaning, as they would be understood by people whom it might
reach; that a mere statement or analysis of social and economic facts and
historical incidents, in the nature of an essay, accompanied by prophecy as to
the future course of events, but with no teaching, advice or advocacy of
action, would not constitute the advocacy, advice or teaching of a doctrine for
the overthrow of government within the meaning of the statute; that a mere
statement that unlawful acts might accomplish such a purpose would be
insufficient, unless there was a teaching, advising the advocacy of employing
such unlawful acts for the purpose of overthrowing government; and that if the
jury had a reasonable doubt that the Manifesto did teach, advocate or advise
the duty, necessity or propriety of using unlawful means for the overthrowing
of organized government, the defendant was entitled to an acquittal.
The defendant's counsel submitted
two requests to charge which embodied in substance the statement that to constitute
criminal anarchy within the meaning of the statute it was necessary that the
language used or published should advocate, teach or advise the duty, necessity
or propriety of doing 'some definite or immediate act or acts' or force,
violence or unlawfulness directed toward the overthrowing of organized
government. These were denied further than had been charged. Two other requests
to charge embodied in substance the statement that to constitute guilt the
language used or published must be 'reasonably and ordinarily calculated to
incite certain persons' to acts of force, violence or unlawfulness, [268 U.S. 652, 662] with
the object of overthrowing organized government. These were also denied.
The Appellate Division, after
setting forth extracts from the Manifesto and referring to the Left Wing and
Communist Programs published in the same issue of the Revolutionary Age, said:4
'It is perfectly plain that the plan and purpose advocated
... contemplate the overthrow and destruction of the governments of the United
States and of all the States, not by the free action of the majority of the
people through the ballot box in electing representatives to authorize a change
of government by amending or changing the Constitution, ... but by immediately
organizing the industrial proletariat into militant Socialist unions and at the
earliest opportunity through mass strike and force and violence, if necessary,
compelling the government to cease to function, and then through a proletarian
dictatorship, taking charge of and appropriating all property and administering
it and governing through such dictatorship until such time as the proletariat
is permitted to administer and govern it. ... The articles in question are not
a discussion of ideas and theories. They advocate a doctrine deliberately
determined upon and planned for militantly disseminating a propaganda
advocating that it is the duty and necessity of the proletariat engaged in
industrial pursuits to organize to such an extent that, by massed strike, the wheels
of government may ultimately be stopped and the government overthrown. ...'
The Court of Appeals held that the
Manifesto 'advocated the overthrow of this government by violence, or by
unlawful means.'5 In one of the opinions representing [268 U.S. 652, 663] the
views of a majority of the court,6 it was said:
'It will be seen ... that this defendant through the
Manifesto ... advocated the destruction of the state and the establishment of
the dictatorship of the proletariat. ... To advocate ... the commission of this
conspiracy or action by mass strike whereby government is crippled, the
administration of justice paralyzed, and the health, morals and welfare of a
community endangered, and this for the purpose of bringing about a revolution
in the state, is to advocate the overthrow of organized government by unlawful
means.'
In the other7 it was
said:
'As we read this Manifesto ... we feel entirely clear that
the jury were justified in rejecting the view that it was a mere academic and
harmless discussion of the advantages of communism and advanced socialism' and
'in regarding it as a justification and advocacy of action by one class which
would destroy the rights of all other classes and overthrow the state itself by
use of revolutionary mass strikes. It is true that there is no advocacy in
specific terms of the use of ... force or violence. There was no need to be.
Some things are so commonly incident to others that they do not need to be
mentioned when the underlying purpose is described.'
And both the Appellate Division and
the Court of Appeals held the statute constitutional.
The specification of the errors
relied on relates solely to the specific rulings of the trial court in the
matters hereinbefore set out.8 The correctness of the verdict is not
[268 U.S. 652, 664] questioned,
as the case was submitted to the jury. The sole contention here is,
essentially, that as there was no evidence of any concrete result flowing from
the publication of the Manifesto or of circumstances showing the likelihood of
such result, the statute as construed and applied by the trial court penalizes
the mere utterance, as such, of 'doctrine' having no quality of incitement,
without regard either to the circumstances of its utterance or to the
likelihood of unlawful sequences; and that, as the exercise of the right of
free expression with relation to government is only punishable 'in
circumstances involving likelihood of substantive evil,' the statute
contravenes the due process clause of the Fourteenth Amendment. The argument in
support of this contention rests primarily upon the following propositions:
1st, That the 'liberty' protected by the Fourteenth Amendment includes the
liberty of speech and of the press; and 2d, That while liberty of expression
'is not absolute,' it may be restrained 'only in circumstances where its
exercise bears a causal relation with some substantive evil, consummated,
attempted or likely,' and as the statute 'takes no account of circumstances,'
it unduly restrains this liberty and is therefore unconstitutional.
The precise question presented, and
the only question which we can consider under this writ of error, then is,
whether the statute, as construed and applied in this case, by the State
courts, deprived the defendant of his liberty of expression in violation of the
due process clause of the Fourteenth Amendment.
The statute does not penalize the
utterance or publication of abstract 'doctrine' or academic discussion having
no quality of incitement to any concrete action. It is not aimed against mere
historical or philosophical essays. It does not restrain the advocacy of
changes in the form of government by constitutional and lawful means. What it
prohibits is language advocating, advising or teaching [268 U.S. 652, 665] the
overthrow of organized government by unlawful means. These words imply urging
to action. Advocacy is defined in the Century Dictionary as: '1. The act of
pleading for, supporting, or recommending; active espousal.' It is not the
abstract 'doctrine' of overthrowing organized government by unlawful means
which is denounced by the statute, but the advocacy of action for the
accomplishment of that purpose. It was so construed and applied by the trial
judge, who specifically charged the jury that:
'A mere grouping of historical events and a prophetic
deduction from them would neither constitute advocacy, advice or teaching of a
doctrine for the overthrow of government by force, violence or unlawful means.
[And] if it were a mere essay on the subject, as suggested by counsel, based
upon deductions from alleged historical events, with no teaching, advice or
advocacy of action, it would not constitute a violation of the statute. ...'
The Manifesto, plainly, is neither
the statement of abstract doctrine nor, as suggested by counsel, mere
prediction that industrial disturbances and revolutionary mass strikes will
result spontaneously in an inevitable process of evolution in the economic
system. It advocates and urges in fervent language mass action which shall
progressively foment industrial disturbances and through political mass strikes
and revolutionary mass action overthrow and destroy organized parliamentary
government. It concludes with a call to action in these words:
'The proletariat revolution and the Communist reconstruction
of society-the struggle for these-is now indispensable. ... The Communist
International calls the proletariat of the world to the final struggle!'
This is not the expression of
philosophical abstraction, the mere prediction of future events; it is the
language of direct incitement.
The means advocated for bringing
about the destruction of organized parliamentary government, namely, mass
industrial [268 U.S. 652, 666] revolts
usurping the functions of municipal government, political mass strikes directed
against the parliamentary state, and revolutionary mass action for its final
destruction, necessarily imply the use of force and violence, and in their
essential nature are inherently unlawful in a constitutional government of law
and order. That the jury were warranted in finding that the Manifesto advocated
not merely the abstract doctrine of overthrowing organized government by force,
violence and unlawful means, but action to that end, is clear.
For present purposes we
may and do assume that freedom of speech and of the press-which are protected
by the First Amendment from abridgment by Congress-are among the fundamental
personal rights and 'liberties' protected by the due process clause of the
Fourteenth Amendment from impairment by the States. We do not regard the
incidental statement in Prudential Ins. Co. v. Cheek, 259 U.S. 530, 543 , 42 S. Ct. 516, 27 A. L. R. 27, that the Fourteenth
Amendment imposes no restrictions on the States concerning freedom of speech,
as determinative of this question.9
It is a fundamental principle, long
established, that the freedom of speech and of the press which is secured by
the Constitution, does not confer an absolute right to speak or publish,
without responsibility, whatever one may choose, or an unrestricted and
unbridled license that gives immunity for every possible use of language and
prevents the punishment of those who abuse this freedom. 2 Story on the
Constitution ( 5th Ed.) 1580, p. 634; Robertson
v. Baldwin, 165 U.S. 275, 281 ,
17 S. Ct. 326; Patterson v. Colorado,
205 U.S. 454, 462 ,
27 S. Ct. 556, 10 Ann. Cas. 689; Fox v. Washington, 236 [268 U.S. 652, 667] U. S. 273, 276, 35 S. Ct. 383; Schenck v. United States, 249 U.S. 47, 52 ,
39 S. Ct. 247; Frohwerk v. United States, 249 U.S. 204, 206 ,
39 S. Ct. 249; Debs v. United States,
249 U.S. 211, 213 ,
39 S. Ct. 252; Schaefer v. United States,
251 U.S. 466, 474 ,
40 S. Ct. 259; Gilbert v. Minnesota, 254 U.S. 325, 332 ,
41 S. Ct. 125; Warren v. United States,
183 F. 718, 721, 106 C. C. A. 156, 33 L. R. A. (N. S.) 800. Reasonably limited,
it was said by Story in the passage cited, this freedom is an inestimable
privilege in a free government; without such limitation, it might become the scourge
of the republic.
That a State in the exercise of its
police power may punish those who abuse this freedom by utterances inimical to
the public welfare, tending to corrupt public morals, incite to crime, or
disturb the public peace, is not open to question. Robertson v. Baldwin, supra, p. 281 (17 S. Ct. 326); Patterson v. Colorado, supra, p. 462 (27
S. Ct. 556); Fox v. Washington, supra,
p. 277 (35 S. Ct. 383); Gilbert v.
Minnesota, supra, p. 339 (41 S. Ct. 125); People v. Most, 171 N. Y. 423, 431, 64 N. E. 175, 58 L. R. A. 509; State v. Holm, 139 Minn. 267, 275, 166
N. W. 181, L. R. A. 1918C, 304; State v.
Hennessy, 114 Wash. 351, 359, 195 P. 211; State v. Boyd, 86 N. J. Law, 75, 79, 91 A. 586; State v. McKee, 73 Conn. 18, 27, 46 A.
409, 49 L. R. A. 542, 84 Am. St. Rep. 124. Thus it was held by this Court in
the Fox Case, that a State may punish
publications advocating and encouraging a breach of its criminal laws; and, in
the Gilbert Case, that a State may
punish utterances teaching or advocating that its citizens should not assist
the United States in prosecuting or carrying on war with its public enemies.
And, for yet more imperative
reasons, a State may punish utterances endangering the foundations of organized
government and threatening its overthrow by unlawful means. These imperil its
own existence as a constitutional State. Freedom of speech and press, said
Story, supra, does not protect disturbances to the public peace or the attempt
to subvert the government. It does not protect publications or teachings which
tend to subvert or imperil the government or to impede or hinder it in the
performance of its governmental duties. State v. [268 U.S. 652, 668] Holm, supra, p. 275 (166 N. W. 181). It does not protect publications
prompting the overthrow of government by force; the punishment of those who
publish articles which tend to destroy organized society being essential to the
security of freedom and the stability of the state. People v. Most, supra, pp. 431, 432 (64 N. E. 175). And a State may
penalize utterances which openly advocate the overthrow of the representative
and constitutional form of government of the United States and the several
States, by violence or other unlawful means. People v. Lloyd, 304 Ill. 23, 34, 136 N. E. 505. See, also, State v. Tachin,
92 N. J. Law, 269, 274, 106 A. 145, and People
v. Steelik, 187 Cal. 361, 375, 203 P. 78. In
short this freedom does not deprive a State of the primary and essential right
of self preservation; which, so long as human
governments endure, they cannot be denied. Turner
v. Williams, 194 U.S. 279, 294 ,
24 S. Ct. 719. In Toledo Newspaper Co. v. United States, 247 U.S. 402, 419 ,
38 S. Ct. 560, 564 (62 L. Ed. 1186), it was said:
'The safeguarding and fructification of free and
constitutional institutions is the very basis and mainstay upon which the
freedom of the press rests, and that freedom, therefore, does not and cannot be
held to include the right virtually to destroy such institutions.'
By enacting the present statute the State has determined, through its legislative
body, that utterances advocating the overthrow of organized government by
force, violence and unlawful means, are so inimical to the general welfare and
involve such danger of substantive evil that they may be penalized in the
exercise of its police power. That determination must be given great weight.
Every presumption is to be indulged in favor of the validity of the statute. Mugler v. Kansas, 123 U.S. 623, 661 ,
8 S. Ct. 273. And the case is to be considered 'in the light of the principle
that the State is primarily the judge of regulations required in the interest
of public safety and welfare'; and that its police 'statutes may only be
declared unconstitutional where they are arbitrary or unreasonable [268 U.S. 652, 669] attempts
to exercise authority vested in the State in the public interest.' Great Northern Ry. v. Clara City, 246 U.S. 434, 439 ,
38 S. Ct. 346, 347 ( 62 L. Ed. 817). That utterances inciting to the overthrow
of organized government by unlawful means, present a sufficient danger of
substantive evil to bring their punishment within the range of legislative
discretion, is clear. Such utterances, by their very nature, involve danger to
the public peace and to the security of the State. They threaten breaches of
the peace and ultimate revolution. And the immediate danger is none the less
real and substantial, because the effect of a given utterance cannot be
accurately foreseen. The State cannot reasonably be required to measure the
danger from every such utterance in the nice balance of a jeweler's scale. A
single revolutionary spark may kindle a fire that, smouldering
for a time, may burst into a sweeping and destructive conflagration. It cannot
be said that the State is acting arbitrarily or unreasonably when in the
exercise of its judgment as to the measures necessary to protect the public
peace and safety, it seeks to extinguish the spark without waiting until it has
enkindled the flame or blazed into the conflagration. It cannot reasonably be
required to defer the adoption of measures for its own peace and safety until
the revolutionary utterances lead to actual disturbances of the public peace or
imminent and immediate danger of its own destruction; but it may, in the
exercise of its judgment, suppress the threatened danger in its incipiency. In People v. Lloyd, supra, p. 35 (136 N. E.
512), it was aptly said:
'Manifestly, the legislature has authority to forbid the
advocacy of a doctrine designed and intended to overthrow the government
without waiting until there is a present and imminent danger of the success of
the plan advocated. If the State were compelled to wait until the apprehended
danger became certain, then its right to protect itself would come into being
simultaneously with the overthrow of the government, when there [268 U.S. 652, 670] would
be neither prosecuting officers nor courts for the enforcement of the law.'
We cannot hold that the present
statute is an arbitrary or unreasonable exercise of the police power of the
State unwarrantably infringing the freedom of speech or press; and we must and
do sustain its constitutionality.
This being so it may be applied to
every utterance-not too trivial to be beneath the notice of the law-which is of
such a character and used with such intent and purpose as to bring it within
the prohibition of the statute. This principle is illustrated in Fox v. Washington, supra, p. 277 ( 35 S.
Ct. 383); Abrams v. United States, 250 U.S. 616, 624 ,
40 S. Ct. 17; Schaefer v. United States, supra, pp. 479, 480 (40 S. Ct. 259); Pierce v. United States, 252 U.S. 239, 250 ,
251 S., 40 S. Ct. 205,10 and Gilbert
v. Minnesota, supra, p. 333 (41 S. Ct. 125). In other words, when the
legislative body has determined generally, in the constitutional exercise of
its discretion, that utterances of a certain kind involve such danger of
substantive evil that they may be punished, the question whether any specific
utterance coming within the prohibited class is likely, in and of itself, to
bring about the substantive evil, is not open to consideration. It is
sufficient that the statute itself be constitutional and that the use of the
language comes within its prohibition.
It is clear that the question in
such cases is entirely different from that involved in those cases where the
statute merely prohibits certain acts involving the danger of substantive evil,
without any reference to language itself, and it is sought to apply its
provisions to language [268 U.S. 652, 671] used by the defendant for the
purpose of bringing about the prohibited results. There, if it be contended
that the statute cannot be applied to the language used by the defendant
because of its protection by the freedom of speech or press, it must
necessarily be found, as an original question, without any previous
determination by the legislative body, whether the specific language used
involved such likelihood of bringing about the substantive evil as to deprive
it of the constitutional protection. In such case it has been held that the
general provisions of the statute may be constitutionally applied to the
specific utterance of the defendant if its natural tendency and probable effect
was to bring about the substantive evil which the legislative body might
prevent. Schenck v. United States, supra, p. 51 (39 S.
Ct. 247); Debs v. United States, supra,
pp. 215, 216 (39 S. Ct. 252). And the general statement in the Schenck Case, p.
52 (39 S. Ct. 249) that the 'question in every case is whether the words used
are used in such circumstances and are of such a nature as to create a clear
and present danger that they will bring about the substantive evils,'-upon
which great reliance is placed in the defendant's argument-was manifestly
intended, as shown by the context, to apply only in cases of this class, and
has no application to those like the present, where the legislative body itself
has previously determined the danger of substantive evil arising from
utterances of a specified character.
The defendant's brief does not
separately discuss any of the rulings of the trial court. It is only necessary
to say that, applying the general rules already stated, we find that none of
them involved any invasion of the constitutional rights of the defendant. It
was not necessary, within the meaning of the statute, that the defendant should
have advocated 'some definite or immediate act or acts' of force, violence or
unlawfulness. It was sufficient if such acts were advocated in general terms;
and it was not essential that their immediate execution should [268 U.S. 652, 672] have
been advocated. Nor was it necessary that the language should have been
'reasonably and ordinarily calculated to incite certain persons' to acts of
force, violence or unlawfulness. The advocacy need not be addressed to specific
persons. Thus, the publication and circulation of a newspaper article may be an
encouragement or endeavor to persuade to murder, although not addressed to any
person in particular. Queen v. Most,
L. R. 7 Q. B. D. 244.
We need not enter upon a
consideration of the English common law rule of seditious libel or the Federal
Sedition Act of 1798,11 to which reference is made in the
defendant's brief. These are so unlike the present statute, that we think the
decisions under them cast no helpful light upon the questions here.
And finding, for the reasons stated,
that the statute is not in itself unconstitutional, and that it has not been
applied in the present case in derogation of any constitutional right, the
judgment of the Court of Appeals is
AFFIRMED.
Mr. Justice HOLMES (dissenting).
Mr. Justice BRANDEIS and I are of
opinion that this judgment should be reversed. The general principle of free
speech, it seems to me, must be taken to be included in the Fourteenth
Amendment, in view of the scope that has been given to the word 'liberty' as
there used, although perhaps it may be accepted with a somewhat larger latitude
of interpretation than is allowed to Congress by the sweeping language that
governs or ought to govern the laws of the United States. If I am right then I
think that the criterion sanctioned by the full Court in Schenck v. United States, 249 U.S. 47, 52 ,
39 S. Ct. 247, 249 (63 L. Ed. 470), applies:
'The question in every case is whether the words used are
used in such circumstances and are of such a nature as to create a clear and
present danger that they will bring about the substantive [268 U.S. 652, 673] evils
that [the State] has a right to prevent.'
It is true that in my opinion this
criterion was departed from in Abrams v.
United States, 250 U.S. 616 ,
40 S. Ct. 17, but the convictions that I expressed in that case are too deep
for it to be possible for me as yet to believe that it and Schaefer v. United States, 251 U.S. 466 ,
40 S. Ct. 259, have settled the law. If what I think the correct test is
applied it is manifest that there was no present danger of an attempt to
overthrow the government by force on the part of the admittedly small minority
who shared the defendant's views. It is said that this manifesto was more than
a theory, that it was an incitement. Every idea is an incitement. It offers
itself for belief and if believed it is acted on unless some other belief
outweighs it or some failure of energy stifles the movement at its birth. The
only difference between the expression of an opinion and an incitement in the
narrower sense is the speaker's enthusiasm for the result. Eloquence may set
fire to reason. But whatever may be thought of the redundant discourse before
us it had no chance of starting a present conflagration. If in the long run the
beliefs expressed in proletarian dictatorship are destined to be accepted by the
dominant forces of the community, the only meaning of free speech is that they
should be given their chance and have their way.
If the publication of this document
had been laid as an attempt to induce an uprising against government at once
and not at some indefinite time in the future it would have presented a
different question. The object would have been one with which the law might
deal, subject to the doubt whether there was any danger that the publication
could produce any result, or in other words, whether it was not futile and too
remote from possible consequences. But the indictment alleges the publication
and nothing more.
Footnotes
1 Laws 1909, c. 88; Consol. Laws 1909, c. 40. This statute
was originally enacted in 1902. Laws 1902, c. 371.
2 Italics are given as in the original, but the paragraphing
is omitted.
'The Left Wing Manifesto.*
'Issued on Authority of the Conference by the National
Council of the Left Wing.
'The world is in crisis. Capitalism, the prevailing system
of society, is in process of disintegration and collapse. ... Humanity can be
saved from its last excesses only by the Communist Revolution. There can now be
only the Socialism which is one in temper and purpose with the proletarian
revolutionary struggle. ... The class struggle is the heart of Socialism.
Without strict conformity to the class struggle, in its revolutionary
implications, Socialism becomes either sheer Utopianism, or a method of
reaction. ... The dominant Socialism united with the capitalist governments to
prevent a revolution. The Russian Revolution was the first act of the
proletariat against the war and Imperialism. ... [The] proletaiat,
urging on the poorer peasantry, conquered power. It accomplished a proletarian
revolution by means of the Bolshevik policy of 'all power to the
Soviets,'-organizing the new transitional state of proletarian dictatorship.
... Moderate Socialism affirms that the bourgeois, democratic parliamentary
state is the necessary basis for the introduction of Socialism. ... Revolutionary
Socialism, on the contrary, insists that the democratic parliamentary state can
never be the basis for the introduction of Socialism; that it is necessary to
destroy the parliamentary state, and construct a new state of the organized
producers, which will deprive the bourgeoisie of political power, and function
as a revolutionary dictatorship of the proletariat. ... Revolutionary Socialism
alone is capable of mobilizing the proletariat for Socialism, for the conquest
of the power of the state, by means of revolutionary mass action proletarian
dictatorship. ... Imperialism is dominant in the United States, which is now a
world power. ... The war has aggrandized American Capitalism, instead stead of
weakening it as in Europe. ... These conditions modify our immediate task, but
do not alter its general character; this is not the moment of revolution, but
it is the moment of revolutionary struggle. ... Strikes are developing which
verge on revolutionary action, and which the suggestion of proletarian dictatorship
is apparent, the striker-workers trying to usurp functions of municipal
government, as in Seattle and Winnipeg. The mass struggle of the proletariat is
coming into being. ... These strikes will constitute the determining feature of
proletarian action in the days to come. Revolutionary Socialism must use these
mass industrial revolts to broaden the strike, to make it general and militant;
use the strike for political objectives, and, finally, develop the mass
political strike against Capitalism and the state. Revolutionary Socialism must
base itself on the mass struggles of the proletariat, engage directly in these
struggles while emphasizing the revolutionary purposes of Socialism and the
proletarian movement. The mass strikes of the American proletariat provide the
material basis out of which to develop the concepts and action of revolutionary
Socialism. ... Our task ... is to articulate and organize the mass of the
unorganized industrial proletariat, which constitutes the basis for a militant
Socialism. The struggle for the revolutionary industrial unionism of the
proletariat becomes an indispensable phase of revolutionary Socialism, on the
basis of which to broaden and deepen the action of the militant proletariat,
developing reserves for the ultimate conquest of power. ... Revolutionary
Socialism adheres to the class struggle because through the class struggle
alone-the mass struggle-can the industrial proletariat secure immediate
concessions and finally conquer power by organizing the industrial government
of the working class. The class struggle is a political struggle ... in the
sense that its objective is political-the overthrow of the political
organization upon which capitalistic exploitation depends, and the introduction
of a new social system. The direct objective is the conquest by the proletariat
of the power of the state. Revolutionary Socialism does not propose to
'capture' the bourgeois parliamentary state, but to conquer and destroy it.
Revolutionary Socialism, accordingly, repudiates the policy of introducing
Socialism by means of legislative measures on the basis of the bourgeois state.
... It proposes to conquer by means of political action ... in the
revolutionary Marxian sense, which does not simply mean parliamentarism,
but the class action of the proletariat in any form having as its objective the
conquest of the power of of the state . ...
Parliamentary action which emphasizes the implacable character of the class
struggles is an indispensable means of agitation. ... But parliamentarism
cannot conquer the power of the state for the proletariat .
... It is accomplished, not by the legislative representatives of the
proletariat, but by the mass power of the proletariat in action. The supreme
power of the proletariat inheres in the political mass strike, in using the
industrial mass power of the proletariat for political objectives.
Revolutionary Socialism, accordingly, recognizes that the supreme form of
proletarian political action is the political mass strike .
... The power of the proleatariat lies fundamentally
in its control of the industrial process. The mobilization of this control in
action against the burgeois state and Capitalism
means the end of Capitalism, the initial form of the revolutionary mass action
that will conquer the power of the state. ... The revolution starts with
strikes of protest, developing into mass political strikes and then into
revolutionary mass action for the conquest of the power of the state. Mass
action becomes political in purpose while extra-parliamentary in form; it is
equally a process of revolution and the revolution itself in operation. The
final objective of mass action is the conquest of the power of the state, the
annihilation of the bourgeois parliamentary state and the introduction of the transition
proletarian state, functioning as a revolutionary dictatorship of the proletariat . ... The bourgeois parliamentary state is the
organ of the bourgeoisie for the coercion of the proletariat. The revolutionary
proletariat must, accordingly, destroy this state. ... It is therefore
necessary that the proletariat organize its own state for the coercion and
suppression of the bourgeoisie. ... Proletarian dictatorship is a recognition
of the necessity for a revolutionary state to coerce and suppress the
bourgeoisie; it is equally a recognition of the fact that, in the Communist
reconstruction of society, the proletariat as a class alone counts. ... The old
machinery of the state cannot be used by the revolutionary proletariat. It must
be destroyed. The proletariat creates a new state, based directly upon the
industrially organized producers, upon the industrial unions or Soviets, or a
combination of both. It is that state alone, functioning as a dictatorship of
the proletariat, that can realize Socialism. ... While the dictatorship of the
proletariat proforms its negative task of crushing
the old order, it performs the positive task of constructing the new. Together
with the government of the proletarian dictatorship, there is developed a new
'government,' which is no longer government in the old sense, since it concerns
itself with the management of production and not with the government of
persons. Out of workers' control of industry, introduced by the proletarian
dictatorship, there develops the complete structure of Communist
Socialism,-industrial self- government of the communistically organized
producers. When this structure is completed, which implies the complete
expropriation of the bourgeoisie economically and politically, the dictatorship
of the proletariat ends, in its place coming the full and free social and
individual autonomy of the Communist order. ... It is not a problem of
immediate revolution. It is a problem of the immediate revolutionary struggle.
The revolutionary epoch of the final struggle against Capitalism may last for
years and tens of years; but the communist International offers a policy and
program immediate and ultimate in scope, that provides for the immediate class
struggle against Capitalism, in its revolutionary implications, and for the
final act of the conquest of power. The old order is in decay. Civilization is
in collapse. The proletarian revolution and the Communist reconstruction of
society-the struggle for these-is now indispensable. This is the message of the
Communist International to the workers of the world. The Communist
International calls the proletariat of the world to the final struggle!'
3 There was testimony at the trial that 'there was an
extended strike at Winnipeg commencing May 15, 1919, during which the
production and supply of necessities, transportation, postal and telegraphic
communication and fire and sanitary protection were suspended or seriously
curtailed.'
4 People v. Gitlow,
195 App. Div. 773, 782, 790, 187 N. Y. S. 783, 791.
5 Five judges, constituting the majority of the court, agreed
in this view. People v. Gitlow, 234
N. Y. 132, 138, 136 N. E. 317, 320. And the two judges, constituting the
minority-who dissented solely on a question as to the construction of the
statute which is not here involved-said in reference to the Manifesto:
'Revolution for the purpose of overthrowing the present form and the
established political system of the United States government by direct means
rather than by constitutional means is therein clearly advocated and defended
...' p. 154 (136 N. E. 326).
6 Pages 141, 142 (136 N. E. 320).
7 Pages 149, 150 (136 N. E. 324).
8 Exceptions to all of these rulings had been duly taken.
9 Compare Patterson v.
Colorado, 205 U.S. 454, 462 ,
27 S. Ct. 556, 10 Ann. Cas. 689; Twining v. New Jersey, 211 U.S. 78, 108 ,
29 S. Ct. 14; Coppage v. Kansas, 236 U.S. 1, 17 ,
35 S. Ct. 240, L. R. A. 1915C, 960; Fox
v. Washington, 236 U.S. 273, 276 ,
35 S. Ct. 383; Schaefer v. United States,
251 U.S. 466, 474 ,
40 S. Ct. 259; Gilbert v. Minnesota, 254 U.S. 325, 338 ,
41 S. Ct. 125; Meyer v. Nebraska, 262 U.S. 390, 399 ,
43 S. Ct. 625, 29 A. L. R. 1446; 2 Story on the Constitution, 5th Ed., 1950, p.
698.
10 This reference is to so much of the decision as relates to
the conviction under the third count. In considering the effect of the
decisions under the Espionage Act of 1917 and the amendment of 1918, the
distinction must be kept in mind between indictments under those provisions
which specifically punish certain utterances, and those which merely punish
specified acts in general terms, without specific reference to the use of language.
11 Stat. 596.