John
Locke’s Second
Treatise of Civil Government
1690
Selected sections on the
origins and powers of government.
CHAP. I
Sec. 3. POLITICAL POWER, then, I take to be a RIGHT of making laws with penalties of death, and consequently all less penalties, for the regulating and preserving of property, and of employing the force of the community, in the execution of such laws, and in the defence of the common-wealth from foreign injury; and all this only for the public good.
CHAP. II.
Of the State of Nature.
Sec. 4. TO understand political
power right, and derive it from its original, we must consider, what state all
men are naturally in, and that is, a state of perfect freedom to order their
actions, and dispose of their possessions and persons, as they think fit,
within the bounds of the law of nature, without asking leave, or depending upon
the will of any other man.
A state also of equality, wherein all
the power and jurisdiction is reciprocal, no one having more than another;
there being nothing more evident, than that creatures of the same species and
rank, promiscuously born to all the same advantages of nature, and the use of
the same faculties, should also be equal one amongst another without
subordination or subjection, unless the lord and master of them all should, by
any manifest declaration of his will, set one above another, and confer on him,
by an evident and clear appointment, an undoubted right to dominion and
sovereignty.
Sec.
6. But though this be
a state of liberty, yet it is not a state of licence: though man in that state have an uncontroulable liberty to dispose of his person or
possessions, yet he has not liberty to destroy himself, or so much as any
creature in his possession, but where some nobler use than its bare
preservation calls for it. The state of nature has a law of nature to govern
it, which obliges every one: and reason, which is that law, teaches all
mankind, who will but consult it, that being all equal and independent, no one
ought to harm another in his life, health, liberty, or possessions: for men
being all the workmanship of one omnipotent, and infinitely wise maker; all the
servants of one sovereign master, sent into the world by his order, and about
his business; they are his property, whose workmanship they are, made to last
during his, not one another's pleasure: and being furnished with like
faculties, sharing all in one community of nature, there cannot be supposed any
such subordination among us, that may authorize us to destroy one another, as
if we were made for one another's uses, as the inferior ranks of creatures are
for our's. Every one, as he is bound to preserve
himself, and not to quit his station wilfully, so by
the like reason, when his own preservation comes not in competition, ought he,
as much as he can, to preserve the rest of mankind, and may not, unless it be
to do justice on an offender, take away, or impair the life, or what tends to
the preservation of the life, the liberty, health, limb, or goods of another.
Sec. 7. And that all men may be restrained
from invading others rights, and from doing hurt to one another, and the law of
nature be observed, which willeth the peace and
preservation of all mankind, the
execution of the law of nature is, in that state, put into every man's hands,
whereby every one has a right to punish the
transgressors of that law to such a degree, as may hinder its violation:
for the law of nature would, as all other laws that concern men in this world
'be in vain, if there were no body that in the state of nature had a power to
execute that law, and thereby preserve the innocent and restrain offenders. And
if any one in the state of nature may punish another
for any evil he has done, every one may do so: for in that state of perfect
equality, where naturally there is no superiority or jurisdiction of one over
another, what any may do in prosecution of that law, every
one must needs have a right to do.
Sec.
8. And thus, in the
state of nature, one man comes by a power over another; but yet no absolute or
arbitrary power, to use a criminal, when he has got him in his hands, according
to the passionate heats, or boundless extravagancy of his own will; but only to
retribute to him, so far as calm reason and
conscience dictate, what is proportionate to his transgression, which is so
much as may serve for reparation and restraint: for these two are the only
reasons, why one man may lawfully do harm to another, which is that we call
punishment. In transgressing the law of nature, the offender declares himself
to live by another rule than that of reason and common equity, which is that
measure God has set to the actions of men, for their mutual security; and so he
becomes dangerous to mankind, the tye, which is to
secure them from injury and violence, being slighted and broken by him. Which
being a trespass against the whole species, and the peace and safety of it,
provided for by the law of nature, every man upon this score, by the right he
hath to preserve mankind in general, may restrain, or where it is necessary,
destroy things noxious to them, and so may bring such evil on any one, who hath
transgressed that law, as may make him repent the doing of it, and thereby
deter him, and by his example others, from doing the like mischief. And in the
case, and upon this ground, EVERY MAN HATH A RIGHT TO PUNISH THE OFFENDER, AND BE
EXECUTIONER OF THE LAW OF NATURE.
CHAP. VII.
Of Political or Civil Society.
Sec. 87. Man being born, as has been proved, with a title to perfect freedom, and an uncontrouled enjoyment of all the rights and privileges of the law of nature, equally with any other man, or number of men in the world, hath by nature a power, not only to preserve his property, that is, his life, liberty and estate, against the injuries and attempts of other men; but to judge of, and punish the breaches of that law in others, as he is persuaded the offence deserves, even with death itself, in crimes where the heinousness of the fact, in his opinion, requires it. But because no political society can be, nor subsist, without having in itself the power to preserve the property, and in order thereunto, punish the offences of all those of that society; there, and there only is political society, where every one of the members hath quitted this natural power, resigned it up into the hands of the community in all cases that exclude him not from appealing for protection to the law established by it. And thus all private judgment of every particular member being excluded, the community comes to be umpire, by settled standing rules, indifferent, and the same to all parties; and by men having authority from the community, for the execution of those rules, decides all the differences that may happen between any members of that society concerning any matter of right; and punishes those offences which any member hath committed against the society, with such penalties as the law has established: whereby it is easy to discern, who are, and who are not, in political society together. Those who are united into one body, and have a common established law and judicature to appeal to, with authority to decide controversies between them, and punish offenders, are in civil society one with another: but those who have no such common appeal, I mean on earth, are still in the state of nature, each being, where there is no other, judge for himself, and executioner; which is, as I have before shewed it, the perfect state of nature.
Sec. 88. And thus the common-wealth comes by a power to set down what punishment shall belong to the several transgressions which they think worthy of it, committed amongst the members of that society, (which is the power of making laws) as well as it has the power to punish any injury done unto any of its members, by any one that is not of it, (which is the power of war and peace;) and all this for the preservation of the property of all the members of that society, as far as is possible. But though every man who has entered into civil society, and is become a member of any commonwealth, has thereby quitted his power to punish offences, against the law of nature, in prosecution of his own private judgment, yet with the judgment of offences, which he has given up to the legislative in all cases, where he can appeal to the magistrate, he has given a right to the common-wealth to employ his force, for the execution of the judgments of the common-wealth, whenever he shall be called to it; which indeed are his own judgments, they being made by himself, or his representative. And herein we have the original of the legislative and executive power of civil society, which is to judge by standing laws, how far offences are to be punished, when committed within the common-wealth; and also to determine, by occasional judgments founded on the present circumstances of the fact, how far injuries from without are to be vindicated; and in both these to employ all the force of all the members, when there shall be need.
Sec. 89. Where-ever therefore any number of men are so united into one society, as to quit every one his executive power of the law of nature, and to resign it to the public, there and there only is a political, or civil society. And this is done, where-ever any number of men, in the state of nature, enter into society to make one people, one body politic, under one supreme government; or else when any one joins himself to, and incorporates with any government already made: for hereby he authorizes the society, or which is all one, the legislative thereof, to make laws for him, as the public good of the society shall require; to the execution whereof, his own assistance (as to his own decrees) is due. And this puts men out of a state of nature into that of a common-wealth, by setting up a judge on earth, with authority to determine all the controversies, and redress the injuries that may happen to any member of the commonwealth; which judge is the legislative, or magistrates appointed by it. And where-ever there are any number of men, however associated, that have no such decisive power to appeal to, there they are still in the state of nature.
Sec. 90. Hence it is evident, that absolute monarchy, which by some men is counted the only government in the world, is indeed inconsistent with civil society, and so can be no form of civil-government at all: for the end of civil society, being to avoid, and remedy those inconveniencies of the state of nature, which necessarily follow from every man's being judge in his own case, by setting up a known authority, to which every one of that society may appeal upon any injury received, or controversy that may arise, and which every one of the* society ought to obey; where-ever any persons are, who have not such an authority to appeal to, for the decision of any difference between them, there those persons are still in the state of nature; and so is every absolute prince, in respect of those who are under his dominion.
(* The public power of all society is above
every soul contained in the same society; and the principal use of that power
is, to give laws unto all that are under it, which laws in such cases we must
obey, unless there be reason shewed which may necessarily inforce, that the law
of reason, or of God, doth enjoin the contrary, Hook. Eccl. Pol. l. i. sect. 16.)
CHAP. VIII.
Of the
Beginning of Political Societies.
Sec. 95. MEN being,
as has been said, by nature, all free, equal, and independent, no one can be
put out of this estate, and subjected to the political power of another,
without his own consent. The only way whereby any one divests himself of his
natural liberty, and puts on the bonds of civil society, is by agreeing with
other men to join and unite into a community for their comfortable, safe, and
peaceable living one amongst another, in a secure enjoyment of their
properties, and a greater security against any, that are not of it. This any
number of men may do, because it injures not the freedom of the rest; they are
left as they were in the liberty of the state of nature. When any number of men
have so consented to make one community or government, they are thereby presently
incorporated, and make one body politic, wherein the majority have a right to
act and conclude the rest.
Sec. 96. For when
any number of men have, by the consent of every individual, made a community,
they have thereby made that community one body, with a power to act as one
body, which is only by the will and determination of the majority: for that
which acts any community, being only the consent of the individuals of it, and
it being necessary to that which is one body to move one way; it is necessary
the body should move that way whither the greater force carries it, which is
the consent of the majority: or else it is impossible it should act or continue
one body, one community, which the consent of every individual that united into
it, agreed that it should; and so every one is bound
by that consent to be concluded by the majority. And therefore we see, that in
assemblies, impowered to act by positive laws, where
no number is set by that positive law which impowers them,
the act of the majority passes for the act of the whole, and of course
determines, as having, by the law of nature and reason, the power of the whole.
Sec. 97. And thus
every man, by consenting with others to make one body politic under one
government, puts himself under an obligation, to every one of that society, to
submit to the determination of the majority, and to be concluded by it; or else
this original compact, whereby he with others incorporates into one society,
would signify nothing, and be no compact, if he be left free, and under no
other ties than he was in before in the state of nature. For what appearance
would there be of any compact? what new engagement if he were no farther tied
by any decrees of the society, than he himself thought
fit, and did actually consent to? This would be still as great a liberty, as he
himself had before his compact, or any one else in
the state of nature hath, who may submit himself, and consent to any acts of it
if he thinks fit.
Sec. 98. For if the consent of the majority
shall not, in reason, be received as the act of the whole, and conclude every
individual; nothing but the consent of every individual can make anything to be
the act of the whole: but such a consent is next to impossible ever to be had,
if we consider the infirmities of health, and avocations of business, which in
a number, though much less than that of a common-wealth, will necessarily keep
many away from the public assembly. To which if we add the variety of opinions,
and contrariety of interests, which unavoidably happen in all collections of
men, the coming into society upon such terms would be only like Cato's coming
into the theatre, only to go out again. Such a constitution as this would make
the mighty Leviathan of a shorter duration, than the feeblest creatures, and
not let it outlast the day it was born in: which cannot be supposed, till we
can think, that rational creatures should desire and constitute societies only
to be dissolved: for where the majority cannot conclude the rest, there they
cannot act as one body, and consequently will be immediately dissolved again.
Sec. 99. Whosoever therefore out of
a state of nature unite into a community, must be understood to give up all the
power, necessary to the ends for which they unite into society, to the majority
of the community, unless they expresly agreed in any number
greater than the majority. And this is done by barely agreeing to unite into
one political society, which is all the compact that is, or needs be, between
the individuals, that enter into, or make up a commonwealth. And thus that,
which begins and actually constitutes any political society, is nothing but the
consent of any number of freemen capable of a majority to unite and incorporate
into such a society. And this is that, and that only, which did, or could give
beginning to any lawful government in the world.
CHAP. IX.
Of the Ends of Political Society and Government.
Sec. 123. IF man in the state of
nature be so free, as has been said; if he be absolute lord of his own person
and possessions, equal to the greatest, and subject to no body, why will he
part with his freedom? why will he give up this empire, and subject himself to
the dominion and controul of any other power? To
which it is obvious to answer, that though in the state of nature he hath such
a right, yet the enjoyment of it is very uncertain, and constantly exposed to
the invasion of others: for all being kings as much as he, every man his equal,
and the greater part no strict observers of equity and justice, the enjoyment
of the property he has in this state is very unsafe, very unsecure. This makes
him willing to quit a condition, which, however free, is full of fears and
continual dangers: and it is not without reason, that he seeks out, and is
willing to join in society with others, who are already united, or have a mind
to unite, for the mutual preservation of their lives, liberties and estates,
which I call by the general name, property.
Sec.
124. The great and chief
end, therefore, of men's uniting into commonwealths, and putting themselves
under government, is the preservation of their property. To which in the state
of nature there are many things wanting.
First, There wants an
established, settled, known law, received and allowed by common consent to be
the standard of right and wrong, and the common measure to decide all
controversies between them: for though the law of nature be plain and
intelligible to all rational creatures; yet men being biased by their interest,
as well as ignorant for want of study of it, are not apt to allow of it as a
law binding to them in the application of it to their particular cases.
Sec.
125. Secondly, In the
state of nature there wants a known and indifferent judge, with authority to
determine all differences according to the established law: for everyone in
that state being both judge and executioner of the law of nature, men being
partial to themselves, passion and revenge is very apt to carry them too far,
and with too much heat, in their own cases; as well as negligence, and
unconcernedness, to make them too remiss in other men's.
Sec. 126. Thirdly, In the state of nature there
often wants power to back and support the sentence when right, and to give it
due execution, They who by any injustice offended, will seldom fail, where they
are able, by force to make good their injustice; such resistance many times
makes the punishment dangerous, and frequently destructive, to those who
attempt it.
Sec. 127. Thus mankind, notwithstanding all the
privileges of the state of nature, being but in an ill condition, while they
remain in it, are quickly driven into society. Hence it comes to pass, that we
seldom find any number of men live any time together in this state. The
inconveniencies that they are therein exposed to, by the irregular and
uncertain exercise of the power every man has of punishing the transgressions
of others, make them take sanctuary under the established laws of government,
and therein seek the preservation of their property. It is this makes them so
willingly give up every one his single power of punishing, to be exercised by
such alone, as shall be appointed to it amongst them; and by such rules as the
community, or those authorized by them to that purpose, shall agree on. And in
this we have the original right and rise of both the legislative and executive
power, as well as of the governments and societies themselves.
Sec. 128. For in the state of nature, to omit the
liberty he has of innocent delights, a man has two powers.
The first is to do
whatsoever he thinks fit for the preservation of himself, and others within the
permission of the law of nature: by which law, common to them all, he and all
the rest of mankind are one community, make up one society, distinct from all
other creatures. And were it not for the corruption and vitiousness
of degenerate men, there would be no need of any other; no necessity that men
should separate from this great and natural community, and by positive
agreements combine into smaller and divided associations.
The other power a man
has in the state of nature, is the power to punish the crimes committed against
that law. Both these he gives up, when he joins in a private, if I may so call
it, or particular politic society, and incorporates into any common-wealth,
separate from the rest of mankind.
Sec. 129. The first power, viz. of doing
whatsoever he thought for the preservation of himself, and the rest of mankind,
he gives up to be regulated by laws made by the society, so far forth as the
preservation of himself, and the rest of that society shall require; which laws
of the society in many things confine the liberty he had by the law of nature.
Sec. 130. Secondly, The power of punishing he
wholly gives up, and engages his natural force, (which he might before employ
in the execution of the law of nature, by his own single authority, as he
thought fit) to assist the executive power of the society, as the law thereof
shall require: for being now in a new state, wherein he is to enjoy many conveniencies, from the labour,
assistance, and society of others in the same community, as well as protection
from its whole strength; he is to part also with as much of his natural
liberty, in providing for himself, as the good, prosperity, and safety of the
society shall require; which is not only necessary, but just, since the other
members of the society do the like.
CHAP. XI.
Of the Extent of the Legislative Power.
Sec. 134. THE great end of men's
entering into society, being the enjoyment of their properties in peace and
safety, and the great instrument and means of that being the laws established
in that society; the first and fundamental positive law of all commonwealths is
the establishing of the legislative power; as the first and fundamental natural
law, which is to govern even the legislative itself, is the preservation of the
society, and (as far as will consist with the public good) of every person in
it. This legislative is not only the supreme power of the common-wealth, but
sacred and unalterable in the hands where the community have once placed it;
nor can any edict of anybody else, in what form soever conceived, or by what
power soever backed, have the force and obligation of a law, which has not its
sanction from that legislative which the public has chosen and appointed: for
without this the law could not have that, which is absolutely necessary to its
being a law,* the consent of the society, over whom nobody can have a power to
make laws, but by their own consent, and by authority received from them; and
therefore all the obedience, which by the most solemn ties any one can be
obliged to pay, ultimately terminates in this supreme power, and is directed by
those laws which it enacts: nor can any oaths to any foreign power whatsoever,
or any domestic subordinate power, discharge any member of the society from his
obedience to the legislative, acting pursuant to their trust; nor oblige him to
any obedience contrary to the laws so enacted, or farther than they do allow;
it being ridiculous to imagine one can be tied ultimately to obey any power in
the society, which is not the supreme.
(* The lawful power of making laws to
command whole politic societies of men, belonging so properly unto the same intire societies, that for any prince or potentate of what
kind soever upon earth, to exercise the same of himself, and not by express
commission immediately and personally received from God, or else by authority
derived at the first from their consent, upon whose persons they impose laws,
it is no better than mere tyranny. Laws they are not therefore which public approbation
hath not made so. Hooker's Eccl. Pol. l. i. sect. 10.
Of this point therefore we are to note, that sith men
naturally have no full and perfect power to command whole politic multitudes of
men, therefore utterly without our consent, we could in such sort be at no
man's commandment living. And to be commanded we do consent, when that society,
whereof we be a part, hath at any time before consented, without revoking the
same after by the like universal agreement.
Laws therefore human, of what kind so
ever, are available by consent. Ibid.)
Sec. 135. Though the legislative, whether placed
in one or more, whether it be always in being, or only by intervals, though it
be the supreme power in every common-wealth; yet,
First, It is not, nor
can possibly be absolutely arbitrary over the lives and fortunes of the people:
for it being but the joint power of every member of the society given up to
that person, or assembly, which is legislator; it can be no more than those
persons had in a state of nature before they entered into society, and gave up
to the community: for nobody can transfer to another more power than he has in
himself; and nobody has an absolute arbitrary power over himself, or over any
other, to destroy his own life, or take away the life or property of another. A
man, as has been proved, cannot subject himself to the arbitrary power of
another; and having in the state of nature no arbitrary power over the life,
liberty, or possession of another, but only so much as the law of nature gave
him for the preservation of himself, and the rest of mankind; this is all he
doth, or can give up to the common-wealth, and by it to the legislative power,
so that the legislative can have no more than this. Their power, in the utmost
bounds of it, is limited to the public good of the society. It is a power, that
hath no other end but preservation, and therefore can never* have a right to
destroy, enslave, or designedly to impoverish the subjects. The obligations of
the law of nature cease not in society, but only in many cases are drawn
closer, and have by human laws known penalties annexed to them, to inforce
their observation. Thus the law of nature stands as an eternal rule to all men,
legislators as well as others. The rules that they make for other men's
actions, must, as well as their own and other men's actions, be conformable to
the law of nature, i.e. to the will of God, of which that is a declaration, and
the fundamental law of nature being the preservation of mankind, no human
sanction can be good, or valid against it.
(* Two foundations there are which bear
up public societies; the one a natural inclination, whereby all men desire
sociable life and fellowship; the other an order, expresly
or secretly agreed upon, touching the manner of their union in living together:
the latter is that which we call the law of a commonweal, the very soul of a
politic body, the parts whereof are by law animated, held together, and set on
work in such actions as the common good requireth.
Laws politic, ordained for external order and regiment amongst men, are never
framed as they should be, unless presuming the will of man to be inwardly
obstinate, rebellious, and averse from all obedience to the sacred laws of his
nature; in a word, unless presuming man to be, in regard of his depraved mind,
little better than a wild beast, they do accordingly provide, notwithstanding,
so to frame his outward actions, that they be no hindrance unto the common
good, for which societies are instituted. Unless they do this, they are not
perfect. Hooker's Eccl. Pol. l. i. sect. 10.)