WILLIAM MARBURY
v.
JAMES MADISON, Secretary of State of the United States.
5
U.S. 137 (Cranch)
February
Term, 1803
(This is Marshall’s
complete opinion of the Court. Please read the portions printed in red (about
fifteen pages in all) of the opinion: pages 153 to 154 and pages 168 to 180.
Scroll down to find the second portion in red. You may certainly read the
material in black to learn about the federal appointment process, the writ of mandamus,
and to see how Marshall scolded the Jefferson Administration for malfeasance.)
[5 U.S. 137, 153] Mr. Chief Justice MARSHALL delivered the opinion of the court.
At the last term, on
the affidavits then read and filed with the clerk, a rule was granted in this
case, requiring the secretary of state to show cause why a mandamus [5 U.S. 137, 154] should not issue, directing him to deliver to William Marbury
his commission as a justice of the peace for the county of Washington, in the district
of Columbia.
No cause has been
shown, and the present motion is for a mandamus. The peculiar delicacy of this
case, the novelty of some of its circumstances, and the real difficulty
attending the points which occur in it, require a complete exposition of the
principles on which the opinion to be given by the court is founded.
These principles have
been, on the side of the applicant, very ably argued at the bar. In rendering
the opinion of the court, there will be some departure in form, though not in
substance, from the points stated in that argument.
In the order in which
the court has viewed this subject, the following questions have been considered
and decided.
1. Has the applicant a right to the commission he
demands?
2. If he has a right, and that right has been
violated, do the laws of his country afford him a remedy?
3. If they do afford him a remedy, is it a
mandamus issuing from this court?
The first object of inquiry is,
1. Has the applicant a right to the commission he demands?
His right originates in an act of
congress passed in February 1801, concerning the district of Columbia.
After dividing the district into two
counties, the eleventh section of this law enacts, 'that there shall be
appointed in and for each of the said counties, such number of discreet persons
to be justices of the peace as the president of the United States shall, from
time to time, think expedient, to continue in office for five years. [5 U.S. 137, 155] It
appears from the affidavits, that in compliance with this law, a commission for
William Marbury as a justice of peace for the county of Washington was signed
by John Adams, then president of the United States; after which the seal of the
United States was affixed to it; but the commission has never reached the
person for whom it was made out.
In order to determine whether he is
entitled to this commission, it becomes necessary to inquire whether he has
been appointed to the office. For if he has been appointed, the law continues
him in office for five years, and he is entitled to the possession of those
evidences of office, which, being completed, became his property.
The second section of the second
article of the constitution declares, 'the president shall nominate, and, by
and with the advice and consent of the senate, shall appoint ambassadors, other
public ministers and consuls, and all other officers of the United States,
whose appointments are not otherwise provided for.'
The third section declares, that 'he
shall commission all the officers of the United States.'
An act of congress directs the
secretary of state to keep the seal of the United States, 'to make out and
record, and affix the said seal to all civil commissions to officers of the
United States to be appointed by the president, by and with the consent of the
senate, or by the president alone; provided that the said seal shall not be
affixed to any commission before the same shall have been signed by the
president of the United States.'
These are the clauses of the
constitution and laws of the United States, which affect this part of the case.
They seem to contemplate three distinct operations:
1. The nomination. This is the sole act of the president, and
is completely voluntary.
2. The appointment. This is also the act of the president, and
is also a voluntary act, though it can only be performed by and with the advice
and consent of the senate. [5 U.S. 137, 156] 3. The commission. To grant a
commission to a person appointed, might perhaps be deemed a duty enjoined by
the constitution. 'He shall,' says that instrument, 'commission all the
officers of the United States.'
The acts of appointing to office,
and commissioning the person appointed, can scarcely be considered as one and
the same; since the power to perform them is given in two separate and distinct
sections of the constitution. The distinction between the appointment and the
commission will be rendered more apparent by adverting to that provision in the
second section of the second article of the constitution, which authorises congress 'to vest by law the appointment of such
inferior officers as they think proper, in the president alone, in the courts
of law, or in the heads of departments;' thus contemplating cases where the law
may direct the president to commission an officer appointed by the courts or by
the heads of departments. In such a case, to issue a commission would be
apparently a duty distinct from the appointment, the performance of which
perhaps, could not legally be refused.
Although that clause of the constitution
which requires the president to commission all the officers of the United States, may never have been applied to officers appointed
otherwise than by himself, yet it would be difficult to deny the legislative
power to apply it to such cases. Of consequence the constitutional distinction
between the appointment to an office and the commission of an officer who has
been appointed, remains the same as if in practice the president had
commissioned officers appointed by an authority other than his own.
It follows too, from the existence
of this distinction, that, if an appointment was to be evidenced by any public
act other than the commission, the performance of such public act would create
the officer; and if he was not removable at the will of the president, would
either give him a right to his commission, or enable him to perform the duties
without it.
These observations are premised
solely for the purpose of rendering more intelligible those which apply more
directly to the particular case under consideration. [5 U.S. 137, 157] This
is an appointment made by the president, by and with the advice and consent of
the senate, and is evidenced by no act but the commission itself. In such a
case therefore the commission and the appointment seem inseparable; it being
almost impossible to show an appointment otherwise than by proving the
existence of a commission: still the commission is not necessarily the
appointment; though conclusive evidence of it.
But at what stage does it amount to this
conclusive evidence?
The answer to this question seems an
obvious one. The appointment being the sole act of the president, must be
completely evidenced, when it is shown that he has done every
thing to be performed by him.
Should the commission, instead of
being evidence of an appointment, even be considered as constituting the
appointment itself; still it would be made when the last act to be done by the
president was performed, or, at furthest, when the commission was complete.
The last act to be done by the
president, is the signature of the commission. He has then acted on the advice
and consent of the senate to his own nomination. The time for deliberation has
then passed. He has decided. His judgment, on the advice and consent of the
senate concurring with his nomination, has been made, and the officer is
appointed. This appointment is evidenced by an open, unequivocal act; and being
the last act required from the person making it, necessarily excludes the idea
of its being, so far as it respects the appointment, an inchoate and incomplete
transaction.
Some point of time must be taken
when the power of the executive over an officer, not removable at his will,
must cease. That point of time must be when the constitutional power of
appointment has been exercised. And this power has been exercised when the last
act, required from the person possessing the power, has been performed. This
last act is the signature of the commission. This idea seems to have prevailed
with the legislature, when the act passed converting the department [5 U.S. 137, 158] of
foreign affairs into the department of state. By that act it is enacted, that
the secretary of state shall keep the seal of the United States, 'and shall
make out and record, and shall affix the said seal to all civil commissions to
officers of the United States, to be appointed by the president:' 'provided
that the said seal shall not be affixed to any commission, before the same
shall have been signed by the president of the United States; nor to any other
instrument or act, without the special warrant of the president therefor.'
The signature is a warrant for
affixing the great seal to the commission; and the great seal is only to be
affixed to an instrument which is complete. It attests, by an act supposed to
be of public notoriety, the verity of the presidential signature.
It is never to be affixed till the
commission is signed, because the signature, which gives force and effect to
the commission, is conclusive evidence that the appointment is made.
The commission being signed, the
subsequent duty of the secretary of state is prescribed by law, and not to be
guided by the will of the president. He is to affix the seal of the United
States to the commission, and is to record it.
This is not a proceeding which may
be varied, if the judgment of the executive shall suggest one more eligible,
but is a precise course accurately marked out by law, and is to be strictly
pursued. It is the duty of the secretary of state to conform to the law, and in
this he is an officer of the United States, bound to obey the laws. He acts, in
this respect, as has been very properly stated at the bar, under the authority
of law, and not by the instructions of the president. It is a ministerial act
which the law enjoins on a particular officer for a particular purpose.
If it should be supposed, that the
solemnity of affixing the seal, is necessary not only to the validity of the
commission, but even to the completion of an appointment, still when the seal
is affixed the appointment is made, and [5 U.S. 137, 159] the
commission is valid. No other solemnity is required by law; no other act is to
be performed on the part of government. All that the executive can do to invest
the person with his office, is done; and unless the
appointment be then made, the executive cannot make one without the co-
operation of others.
After searching anxiously for the
principles on which a contrary opinion may be supported, none have been found
which appear of sufficient force to maintain the opposite doctrine.
Such as the imagination of the court
could suggest, have been very deliberately examined, and after allowing them
all the weight which it appears possible to give them, they do not shake the
opinion which has been formed.
In considering this question, it has
been conjectured that the commission may have been assimilated to a deed, to
the validity of which, delivery is essential.
This idea is founded on the
supposition that the commission is not merely evidence of an appointment, but is
itself the actual appointment; a supposition by no means unquestionable. But
for the purpose of examining this objection fairly, let it be conceded, that
the principle, claimed for its support, is established.
The appointment being, under the
constitution, to be made by the president personally, the delivery of the deed
of appointment, if necessary to its completion, must be made by the president
also. It is not necessary that the livery should be made personally to the
grantee of the office: it never is so made. The law would seem to contemplate
that it should be made to the secretary of state, since it directs the
secretary to affix the seal to the commission after it shall have been signed
by the president. If then the act of livery be necessary to give validity to
the commission, it has been delivered when executed and given to the secretary
for the purpose of being sealed, recorded, and transmitted to the party.
But in all cases of letters patent,
certain solemnities are required by law, which solemnities are the evidences [5 U.S. 137, 160] of
the validity of the instrument. A formal delivery to the person is not among
them. In cases of commissions, the sign manual of the president, and the seal
of the United States, are those solemnities. This objection therefore does not
touch the case.
It has also occurred as possible,
and barely possible, that the transmission of the commission, and the
acceptance thereof, might be deemed necessary to complete the right of the
plaintiff.
The transmission of the commission
is a practice directed by convenience, but not by law. It cannot therefore be
necessary to constitute the appointment which must precede it, and which is the
mere act of the president. If the executive required that every person
appointed to an office, should himself take means to procure his commission,
the appointment would not be the less valid on that account. The appointment is
the sole act of the president; the transmission of the commission is the sole
act of the officer to whom that duty is assigned, and may be accelerated or
retarded by circumstances which can have no influence on the appointment. A
commission is transmitted to a person already appointed; not to a person to be
appointed or not, as the letter enclosing the commission should happen to get
into the post-office and reach him in safety, or to miscarry.
It may have some tendency to
elucidate this point, to inquire, whether the possession of the original
commission be indispensably necessary to authorize a person, appointed to any
office, to perform the duties of that office. If it was necessary, then a loss
of the commission would lose the office. Not only negligence, but accident or
fraud, fire or theft, might deprive an individual of his office. In such a
case, I presume it could not be doubted, but that a copy from the record of the
office of the secretary of state, would be, to every intent and purpose, equal
to the original. The act of congress has expressly made it so. To give that
copy validity, it would not be necessary to prove that the original had been
transmitted and afterwards lost. The copy would be complete evidence that the
original had existed, and that the appointment had been made, but not that the
original had been transmitted. If indeed it should appear that [5 U.S. 137, 161] the
original had been mislaid in the office of state, that circumstance would not
affect the operation of the copy. When all the requisites have been performed
which authorize a recording officer to record any instrument whatever, and the
order for that purpose has been given, the instrument is in law considered as
recorded, although the manual labour of inserting it
in a book kept for that purpose may not have been performed.
In the case of commissions, the law
orders the secretary of state to record them. When therefore they are signed
and sealed, the order for their being recorded is given; and whether inserted
in the book or not, they are in law recorded.
A copy of this record is declared
equal to the original, and the fees to be paid by a person requiring a copy are
ascertained by law. Can a keeper of a public record erase therefrom a
commission which has been recorded? Or can he refuse a copy thereof to a person
demanding it on the terms prescribed by law?
Such a copy would, equally with the
original, authorize the justice of peace to proceed in the performance of his
duty, because it would, equally with the original, attest his appointment.
If the transmission of a commission
be not considered as necessary to give validity to an appointment; still less
is its acceptance. The appointment is the sole act of the president; the
acceptance is the sole act of the officer, and is, in plain common sense,
posterior to the appointment. As he may resign, so may he refuse to accept: but
neither the one nor the other is capable of rendering the appointment a
nonentity.
That this is the understanding of
the government, is apparent from the whole tenor of its conduct.
A commission bears date, and the
salary of the officer commences from his appointment; not from the transmission
or acceptance of his commission. When a person, appointed to any office,
refuses to accept that office, the successor is nominated in the place of the
person who [5 U.S. 137, 162] has
declined to accept, and not in the place of the person who had been previously
in office and had created the original vacancy.
It is therefore decidedly the
opinion of the court, that when a commission has been signed by the president,
the appointment is made; and that the commission is complete when the seal of
the United States has been affixed to it by the secretary of state.
Where an officer is removable at the
will of the executive, the circumstance which completes his appointment is of
no concern; because the act is at any time revocable; and the commission may be
arrested, if still in the office. But when the officer is not removable at the
will of the executive, the appointment is not revocable and cannot be annulled.
It has conferred legal rights which cannot be resumed.
The discretion of the executive is
to be exercised until the appointment has been made. But having once made the
appointment, his power over the office is terminated in all cases, where by law
the officer is not removable by him. The right to the office is then in the
person appointed, and he has the absolute, unconditional power of accepting or
rejecting it.
Mr. Marbury, then, since his
commission was signed by the president and sealed by the secretary of state, was
appointed; and as the law creating the office gave the officer a right to hold
for five years independent of the executive, the appointment was not revocable;
but vested in the officer legal rights which are protected by the laws of his
country.
To withhold the commission,
therefore, is an act deemed by the court not warranted by law, but violative of a vested legal right.
This brings us to the second
inquiry; which is,
2. If he has a right, and that right has been violated, do the
laws of his country afford him a remedy? [5 U.S. 137, 163] The
very essence of civil liberty certainly consists in the right of every
individual to claim the protection of the laws, whenever he receives an injury.
One of the first duties of government is to afford that protection. In Great
Britain the king himself is sued in the respectful form of a petition, and he
never fails to comply with the judgment of his court.
In the third volume of his
Commentaries, page 23, Blackstone states two cases in which a remedy is afforded
by mere operation of law.
'In all other cases,' he says, 'it is a general and
indisputable rule, that where there is a legal right, there is also a legal
remedy by suit or action at law whenever that right is invaded.'
And afterwards, page 109 of the same
volume, he says, 'I am next to consider such injuries as are cognizable by the
courts of common law. And herein I shall for the present only remark, that all
possible injuries whatsoever, that did not fall within the exclusive cognizance
of either the ecclesiastical, military, or maritime tribunals, are, for that
very reason, within the cognizance of the common law courts of justice; for it
is a settled and invariable principle in the laws of England, that every right,
when withheld, must have a remedy, and every injury its proper redress.'
The government of the United States
has been emphatically termed a government of laws, and not of men. It will
certainly cease to deserve this high appellation, if the laws furnish no remedy
for the violation of a vested legal right.
If this obloquy is to be cast on the
jurisprudence of our country, it must arise from the peculiar character of the
case.
It behoves
us then to inquire whether there be in its composition any ingredient which
shall exempt from legal investigation, or exclude the injured party from legal
redress. In pursuing this inquiry the first question which presents itself, is,
whether this can be arranged [5 U.S. 137, 164] with that class of cases which come
under the description of damnum absque
injuria-a loss without an injury.
This description of cases never has
been considered, and it is believed never can be considered as comprehending
offices of trust, of honour or of profit. The office
of justice of peace in the district of Columbia is such an office; it is
therefore worthy of the attention and guardianship of the laws. It has received
that attention and guardianship. It has been created by special act of
congress, and has been secured, so far as the laws can give security to the
person appointed to fill it, for five years. It is not then on account of the
worthlessness of the thing pursued, that the injured party can be alleged to be
without remedy.
Is it in the nature of the
transaction? Is the act of delivering or withholding a commission to be
considered as a mere political act belonging to the executive department alone,
for the performance of which entire confidence is placed by our constitution in
the supreme executive; and for any misconduct respecting which, the injured
individual has no remedy.
That there may be such cases is not
to be questioned; but that every act of duty to be performed in any of the
great departments of government constitutes such a case, is not to be admitted.
By the act concerning invalids,
passed in June 1794, the secretary at war is ordered to place on the pension
list all persons whose names are contained in a report previously made by him
to congress. If he should refuse to do so, would the wounded veteran be without
remedy? Is it to be contended that where the law in precise terms directs the
performance of an act in which an individual is interested, the law is
incapable of securing obedience to its mandate? Is it on account of the
character of the person against whom the complaint is made? Is it to be contended
that the heads of departments are not amenable to the laws of their country?
Whatever the practice on particular
occasions may be, the theory of this principle will certainly never be main- [5 U.S. 137, 165] tained.
No act of the legislature confers so extraordinary a privilege, nor can it
derive countenance from the doctrines of the common law. After
stating that personal injury from the king to a subject is presumed to be
impossible, Blackstone, Vol. III. p. 255, says, 'but injuries to the rights
of property can scarcely be committed by the crown without the intervention of
its officers: for whom, the law, in matters of right, entertains no respect or
delicacy; but furnishes various methods of detecting the errors and misconduct
of those agents by whom the king has been deceived and induced to do a
temporary injustice.'
By the act passed in 1796,
authorizing the sale of the lands above the mouth of Kentucky river, the
purchaser, on paying his purchase money, becomes completely entitled to the property
purchased; and on producing to the secretary of state the receipt of the
treasurer upon a certificate required by the law, the president of the United
States is authorized to grant him a patent. It is further enacted that all
patents shall be countersigned by the secretary of state, and recorded in his
office. If the secretary of state should choose to withhold this patent; or the
patent being lost, should refuse a copy of it; can it be imagined that the law
furnishes to the injured person no remedy?
It is not believed that any person
whatever would attempt to maintain such a proposition.
It follows then that the question,
whether the legality of an act of the head of a department be examinable in a
court of justice or not, must always depend on the nature of that act.
If some acts be examinable, and
others not, there must be some rule of law to guide the court in the exercise
of its jurisdiction.
In some instances there may be
difficulty in applying the rule to particular cases; but there cannot, it is
believed, be much difficulty in laying down the rule.
By the constitution of the United
States, the president is invested with certain important political powers, in
the [5 U.S. 137, 166] exercise
of which he is to use his own discretion, and is accountable only to his
country in his political character, and to his own conscience. To aid him in
the performance of these duties, he is authorized to appoint certain officers,
who act by his authority and in conformity with his orders.
In such cases, their acts are his
acts; and whatever opinion may be entertained of the manner in which executive
discretion may be used, still there exists, and can exist, no power to control
that discretion. The subjects are political. They respect the nation, not individual
rights, and being entrusted to the executive, the decision of the executive is
conclusive. The application of this remark will be perceived by adverting to
the act of congress for establishing the department of foreign affairs. This
officer, as his duties were prescribed by that act, is to conform precisely to
the will of the president. He is the mere organ by whom that will is
communicated. The acts of such an officer, as an officer, can never be
examinable by the courts.
But when the legislature proceeds to
impose on that officer other duties; when he is directed peremptorily to
perform certain acts; when the rights of individuals are dependent on the
performance of those acts; he is so far the officer of the law; is amenable to
the laws for his conduct; and cannot at his discretion sport away the vested
rights of others.
The conclusion from this reasoning
is, that where the heads of departments are the political or confidential
agents of the executive, merely to execute the will of the president, or rather
to act in cases in which the executive possesses a constitutional or legal
discretion, nothing can be more perfectly clear than that their acts are only
politically examinable. But where a specific duty is assigned by law, and
individual rights depend upon the performance of that duty, it seems equally
clear that the individual who considers himself injured has a right to resort
to the laws of his country for a remedy.
If this be the rule, let us inquire
how it applies to the case under the consideration of the court. [5 U.S. 137, 167] The
power of nominating to the senate, and the power of
appointing the person nominated, are political powers, to be exercised
by the president according to his own discretion. When he has made an
appointment, he has exercised his whole power, and his discretion has been
completely applied to the case. If, by law, the officer be removable at the
will of the president, then a new appointment may be immediately made, and the
rights of the officer are terminated. But as a fact which has existed cannot be
made never to have existed, the appointment cannot be annihilated; and
consequently if the officer is by law not removable at the will of the
president, the rights he has acquired are protected by the law, and are not resumable by the president. They cannot be extinguished by
executive authority, and he has the privilege of asserting them in like manner
as if they had been derived from any other source.
The question whether a right has
vested or not, is, in its nature, judicial, and must be tried by the judicial
authority, If, for example, Mr. Marbury had taken the oaths of a magistrate,
and proceeded to act as one; in consequence of which a suit had been instituted
against him, in which his defence had depended on his
being a magistrate; the validity of his appointment must have been determined
by judicial authority.
So, if he conceives that by virtue
of his appointment he has a legal right either to the commission which has been
made out for him or to a copy of that commission, it is equally a question
examinable in a court, and the decision of the court upon it must depend on the
opinion entertained of his appointment.
That question has been discussed, and
the opinion is, that the latest point of time which can be taken as that at
which the appointment was complete, and evidenced, was when, after the
signature of the president, the seal of the United States was affixed to the
commission.
It is then the opinion
of the court,
1. That by signing the commission of Mr. Marbury,
the president of the United States appointed him a justice [5 U.S. 137, 168] of peace for the county of Washington in the district of
Columbia; and that the seal of the United States, affixed thereto by the
secretary of state, is conclusive testimony of the verity of the signature, and
of the completion of the appointment; and that the appointment conferred on him
a legal right to the office for the space of five years.
2. That, having this legal title to the office,
he has a consequent right to the commission; a refusal to deliver which is a
plain violation of that right, for which the laws of his country afford him a
remedy.
It remains to be
inquired whether,
3. He is entitled to the remedy for which he
applies. This depends on,
1. The nature of the writ applied for. And,
2. The power of this court.
1. The nature of the writ.
Blackstone, in the
third volume of his Commentaries, page 110, defines a mandamus to be, 'a
command issuing in the king's name from the court of king's bench, and directed
to any person, corporation, or inferior court of judicature within the king's
dominions, requiring them to do some particular thing therein specified which
appertains to their office and duty, and which the court of king's bench has
previously determined, or at least supposes, to be consonant to right and
justice.'
Lord Mansfield, in 3
Burrows, 1266, in the case of The King v. Baker et al. states with much
precision and explicitness the cases in which this writ may be used.
'Whenever,' says that very able judge, 'there
is a right to execute an office, perform a service, or exercise a franchise
(more especially if it be in a matter of public concern or attended with
profit), and a person is kept out of possession, or dispossessed of such right,
and [5 U.S. 137, 169] has no other specific legal remedy, this court ought to assist
by mandamus, upon reasons of justice, as the writ expresses, and upon reasons
of public policy, to preserve peace, order and good government.' In the same
case he says, 'this writ ought to be used upon all occasions where the law has
established no specific remedy, and where in justice and good government there
ought to be one.'
In addition to the authorities
now particularly cited, many others were relied on at the bar, which show how
far the practice has conformed to the general doctrines that have been just
quoted.
This writ, if awarded,
would be directed to an officer of government, and its mandate to him would be,
to use the words of Blackstone, 'to do a particular thing therein specified,
which appertains to his office and duty, and which the court has previously
determined or at least supposes to be consonant to right and justice.' Or, in
the words of Lord Mansfield, the applicant, in this case, has a right to
execute an office of public concern, and is kept out of possession of that
right.
These circumstances
certainly concur in this case.
Still, to render the
mandamus a proper remedy, the officer to whom it is to be directed, must be one
to whom, on legal principles, such writ may be directed; and the person
applying for it must be without any other specific and legal remedy.
1. With respect to the officer to whom it would
be directed. The intimate political relation, subsisting between the president
of the United States and the heads of departments, necessarily renders any
legal investigation of the acts of one of those high officers peculiarly
irksome, as well as delicate; and excites some hesitation with respect to the
propriety of entering into such investigation. Impressions are often received
without much reflection or examination; and it is not wonderful that in such a
case as this, the assertion, by an individual, of his legal claims in a court
of justice, to which claims it is the duty of that court to attend, should at
first view be considered [5 U.S. 137, 170] by some, as an attempt
to intrude into the cabinet, and to intermeddle with the prerogatives of the
executive.
It is scarcely
necessary for the court to disclaim all pretensions to such a jurisdiction. An
extravagance, so absurd and excessive, could not have been entertained for a
moment. The province of the court is, solely, to decide on the rights of
individuals, not to inquire how the executive, or executive officers, perform
duties in which they have a discretion. Questions, in
their nature political, or which are, by the constitution and laws, submitted
to the executive, can never be made in this court.
But, if this be not
such a question; if so far from being an intrusion into the secrets of the
cabinet, it respects a paper, which, according to law, is upon record, and to a
copy of which the law gives a right, on the payment of ten cents; if it be no
intermeddling with a subject, over which the executive can be considered as
having exercised any control; what is there in the exalted station of the
officer, which shall bar a citizen from asserting, in a court of justice, his
legal rights, or shall forbid a court to listen to the claim; or to issue a
mandamus, directing the performance of a duty, not depending on executive
discretion, but on particular acts of congress and the general principles of
law?
If one of the heads of
departments commits any illegal act, under colour of
his office, by which an individual sustains an injury, it cannot be pretended
that his office alone exempts him from being sued in the ordinary mode of
proceeding, and being compelled to obey the judgment of the law. How then can
his office exempt him from this particular mode of deciding on the legality of
his conduct, if the case be such a case as would, were any other individual the
party complained of, authorize the process?
It is not by the
office of the person to whom the writ is directed, but the nature of the thing
to be done, that the propriety or impropriety of issuing a mandamus is to be
determined. Where the head of a department acts in a case in which executive
discretion is to be exercised; in which he is the mere organ of executive will;
it is [5 U.S. 137, 171] again repeated, that any application to a court to control, in
any respect, his conduct, would be rejected without hesitation.
But where he is
directed by law to do a certain act affecting the absolute rights of
individuals, in the performance of which he is not placed under the particular
direction of the president, and the performance of which the president cannot
lawfully forbid, and therefore is never presumed to have forbidden; as for
example, to record a commission, or a patent for land, which has received all
the legal solemnities; or to give a copy of such record; in such cases, it is
not perceived on what ground the courts of the country are further excused from
the duty of giving judgment, that right to be done to an injured individual,
than if the same services were to be performed by a person not the head of a
department.
This opinion seems not
now for the first time to be taken up in this country.
It must be well
recollected that in 1792 an act passed, directing the secretary at war to place
on the pension list such disabled officers and soldiers as should be reported
to him by the circuit courts, which act, so far as the duty was imposed on the
courts, was deemed unconstitutional; but some of the judges, thinking that the
law might be executed by them in the character of commissioners, proceeded to
act and to report in that character.
This law being deemed
unconstitutional at the circuits, was repealed, and a different system was
established; but the question whether those persons, who had been reported by
the judges, as commissioners, were entitled, in consequence of that report, to
be placed on the pension list, was a legal question, properly determinable in
the courts, although the act of placing such persons on the list was to be
performed by the head of a department.
That this question
might be properly settled, congress passed an act in February 1793, making it
the duty of the secretary of war, in conjunction with the attorney general, to
take such measures as might be necessary to obtain an adjudication of the
supreme court of the United [5 U.S. 137, 172] States on the validity
of any such rights, claimed under the act aforesaid.
After the passage of
this act, a mandamus was moved for, to be directed to the secretary at war,
commanding him to place on the pension list a person stating himself to be on
the report of the judges.
There is, therefore,
much reason to believe, that this mode of trying the legal right of the
complainant, was deemed by the head of a department, and by the highest law
officer of the United States, the most proper which could be selected for the
purpose.
When the subject was
brought before the court the decision was, not, that a mandamus would not lie
to the head of a department, directing him to perform an act, enjoined by law,
in the performance of which an individual had a vested interest; but that a
mandamus ought not to issue in that case-the decision necessarily to be made if
the report of the commissioners did not confer on the applicant a legal right.
The judgment in that
case is understood to have decided the merits of all claims of that
description; and the persons, on the report of the commissioners, found it
necessary to pursue the mode prescribed by the law subsequent to that which had
been deemed unconstitutional, in order to place themselves
on the pension list.
The doctrine,
therefore, now advanced is by no means a novel one.
It is true that the
mandamus, now moved for, is not for the performance of an act expressly
enjoined by statute.
It is to deliver a
commission; on which subjects the acts of congress are silent. This difference
is not considered as affecting the case. It has already been stated that the
applicant has, to that commission, a vested legal right, of which the executive
cannot deprive him. He has been appointed to an office, from which he is not
removable at the will of the executive; and being so [5 U.S. 137, 173] appointed, he has a right to the commission which the secretary has
received from the president for his use. The act of congress does not indeed
order the secretary of state to send it to him, but it is placed in his hands
for the person entitled to it; and cannot be more lawfully withheld by him,
than by another person.
It was at first
doubted whether the action of detinue was not a
specific legal remedy for the commission which has been withheld from Mr.
Marbury; in which case a mandamus would be improper. But this doubt has yielded
to the consideration that the judgment in detinue is
for the thing itself, or its value. The value of a public office not to be
sold, is incapable of being ascertained; and the applicant has a right to the
office itself, or to nothing. He will obtain the office by obtaining the
commission, or a copy of it from the record.
This, then, is a plain
case of a mandamus, either to deliver the commission, or a copy of it from the
record; and it only remains to be inquired,
Whether
it can issue from this court.
The act to establish
the judicial courts of the United States authorizes the supreme court 'to issue
writs of mandamus, in cases warranted by the principles and usages of law, to
any courts appointed, or persons holding office, under the authority of the
United States.'
The secretary of state,
being a person, holding an office under the authority of the United States, is
precisely within the letter of the description; and if this court is not
authorized to issue a writ of mandamus to such an officer, it must be because
the law is unconstitutional, and therefore absolutely incapable of conferring
the authority, and assigning the duties which its words purport to confer and
assign.
The constitution vests
the whole judicial power of the United States in one supreme court, and such
inferior courts as congress shall, from time to time, ordain and establish.
This power is expressly extended to all cases arising under the laws of the
United States; and consequently, in some form, may be exercised over the
present [5 U.S. 137, 174] case; because the right claimed is given by a law of the United
States.
In the distribution of
this power it is declared that 'the supreme court shall have original
jurisdiction in all cases affecting ambassadors, other public ministers and
consuls, and those in which a state shall be a party. In all other cases, the
supreme court shall have appellate jurisdiction.'
It has been insisted
at the bar, that as the original grant of jurisdiction to the supreme and
inferior courts is general, and the clause, assigning original jurisdiction to
the supreme court, contains no negative or restrictive words; the power remains
to the legislature to assign original jurisdiction to that court in other cases
than those specified in the article which has been recited; provided those cases
belong to the judicial power of the United States.
If it had been
intended to leave it in the discretion of the legislature to apportion the
judicial power between the supreme and inferior courts according to the will of
that body, it would certainly have been useless to have proceeded further than
to have defined the judicial power, and the tribunals in which it should be
vested. The subsequent part of the section is mere surplusage,
is entirely without meaning, if such is to be the construction. If congress
remains at liberty to give this court appellate jurisdiction, where the
constitution has declared their jurisdiction shall be original; and original
jurisdiction where the constitution has declared it shall be appellate;
the distribution of jurisdiction made in the constitution, is form without
substance.
Affirmative words are
often, in their operation, negative of other objects than those affirmed; and
in this case, a negative or exclusive sense must be given to them or they have
no operation at all.
It cannot be presumed
that any clause in the constitution is intended to be without effect; and
therefore such construction is inadmissible, unless the words require it. [5 U.S. 137, 175] If the solicitude of the convention, respecting our peace with
foreign powers, induced a provision that the supreme court should take original
jurisdiction in cases which might be supposed to affect them; yet the clause
would have proceeded no further than to provide for such cases, if no further
restriction on the powers of congress had been intended. That they should have
appellate jurisdiction in all other cases, with such exceptions as congress
might make, is no restriction; unless the words be deemed exclusive of original
jurisdiction.
When an instrument
organizing fundamentally a judicial system, divides it into one supreme, and so
many inferior courts as the legislature may ordain and establish; then
enumerates its powers, and proceeds so far to distribute them, as to define the
jurisdiction of the supreme court by declaring the cases in which it shall take
original jurisdiction, and that in others it shall take appellate jurisdiction,
the plain import of the words seems to be, that in one class of cases its
jurisdiction is original, and not appellate; in the other it is appellate, and
not original. If any other construction would render the clause inoperative,
that is an additional reason for rejecting such other construction, and for
adhering to the obvious meaning.
To enable this court
then to issue a mandamus, it must be shown to be an exercise of appellate
jurisdiction, or to be necessary to enable them to exercise appellate
jurisdiction.
It has been stated at
the bar that the appellate jurisdiction may be exercised in a variety of forms, and that if it be the will of the legislature that a
mandamus should be used for that purpose, that will must be obeyed. This is
true; yet the jurisdiction must be appellate, not original.
It is the essential
criterion of appellate jurisdiction, that it revises
and corrects the proceedings in a cause already instituted, and does not create
that case. Although, therefore, a mandamus may be directed to courts, yet to
issue such a writ to an officer for the delivery of a paper, is in effect the
same as to sustain an original action for that paper, and therefore seems not
to belong to [5 U.S. 137, 176] appellate, but to original jurisdiction. Neither is it necessary
in such a case as this, to enable the court to exercise its appellate
jurisdiction.
The authority,
therefore, given to the supreme court, by the act establishing the judicial
courts of the United States, to issue writs of mandamus to public officers,
appears not to be warranted by the constitution; and it becomes necessary to
inquire whether a jurisdiction, so conferred, can be exercised.
The question, whether
an act, repugnant to the constitution, can become the law of the land, is a
question deeply interesting to the United States; but, happily, not of an
intricacy proportioned to its interest. It seems only necessary to recognise certain principles, supposed to have been long
and well established, to decide it.
That the people have
an original right to establish, for their future government, such principles
as, in their opinion, shall most conduce to their own happiness, is the basis
on which the whole American fabric has been erected. The exercise of this
original right is a very great exertion; nor can it nor ought it to be
frequently repeated. The principles, therefore, so established are deemed
fundamental. And as the authority, from which they proceed, is supreme, and can
seldom act, they are designed to be permanent.
This original and
supreme will organizes the government, and assigns to different departments
their respective powers. It may either stop here; or establish certain limits
not to be transcended by those departments.
The government of the
United States is of the latter description. The powers of the legislature are
defined and limited; and that those limits may not be mistaken or forgotten,
the constitution is written. To what purpose are powers limited, and to what
purpose is that limitation committed to writing; if these limits may, at any
time, be passed by those intended to be restrained? The distinction between a
government with limited and unlimited powers is abolished, if those limits do
not confine the persons on whom they are imposed, and if acts pro- [5 U.S. 137, 177] hibited and acts allowed are of equal obligation. It is a proposition
too plain to be contested, that the constitution controls any legislative act
repugnant to it; or, that the legislature may alter the constitution by an
ordinary act.
Between these
alternatives there is no middle ground. The constitution is either a superior,
paramount law, unchangeable by ordinary means, or it is on a level with
ordinary legislative acts, and like other acts, is alterable when the
legislature shall please to alter it.
If the former part of
the alternative be true, then a legislative act contrary to the constitution is
not law: if the latter part be true, then written constitutions are absurd
attempts, on the part of the people, to limit a power in its own nature
illimitable.
Certainly all those
who have framed written constitutions contemplate them as forming the
fundamental and paramount law of the nation, and consequently the theory of
every such government must be, that an act of the legislature repugnant to the
constitution is void.
This theory is
essentially attached to a written constitution, and is consequently to be
considered by this court as one of the fundamental principles of our society.
It is not therefore to be lost sight of in the further consideration of this
subject.
If an act of the
legislature, repugnant to the constitution, is void, does it, notwithstanding
its invalidity, bind the courts and oblige them to give it effect? Or, in other
words, though it be not law, does it constitute a rule as operative as if it
was a law? This would be to overthrow in fact what was established in theory;
and would seem, at first view, an absurdity too gross to be insisted on. It
shall, however, receive a more attentive consideration.
It is emphatically the
province and duty of the judicial department to say what the law is. Those who
apply the rule to particular cases, must of necessity expound and interpret
that rule. If two laws conflict with each other, the courts must decide on the
operation of each. [5
U.S. 137, 178] So if a law be in opposition to the
constitution: if both the law and the constitution apply to a particular case,
so that the court must either decide that case conformably to the law,
disregarding the constitution; or conformably to the constitution, disregarding
the law: the court must determine which of these conflicting rules governs the
case. This is of the very essence of judicial duty.
If then the courts are
to regard the constitution; and he constitution is superior to any ordinary act
of the legislature; the constitution, and not such ordinary act, must govern
the case to which they both apply.
Those then who
controvert the principle that the constitution is to be considered, in court,
as a paramount law, are reduced to the necessity of maintaining that courts
must close their eyes on the constitution, and see only the law.
This doctrine would
subvert the very foundation of all written constitutions. It would declare that
an act, which, according to the principles and theory of our government, is
entirely void, is yet, in practice, completely obligatory. It would declare,
that if the legislature shall do what is expressly forbidden, such act,
notwithstanding the express prohibition, is in reality effectual. It would be
giving to the legislature a practical and real omnipotence with the same breath
which professes to restrict their powers within narrow limits. It is
prescribing limits, and declaring that those limits may be passed at pleasure.
That it thus reduces
to nothing what we have deemed the greatest improvement on political institutions-a
written constitution, would of itself be sufficient, in America where written
constitutions have been viewed with so much reverence, for rejecting the
construction. But the peculiar expressions of the constitution of the United
States furnish additional arguments in favour of its
rejection.
The judicial power of
the United States is extended to all cases arising under the constitution. [5 U.S. 137, 179] Could it be the intention of those who gave this power, to say
that, in using it, the constitution should not be looked into? That a case
arising under the constitution should be decided without examining the
instrument under which it arises?
This is too
extravagant to be maintained.
In some cases then,
the constitution must be looked into by the judges. And if they can open it at
all, what part of it are they forbidden to read, or to obey?
There are many other
parts of the constitution which serve to illustrate this subject.
It is declared that
'no tax or duty shall be laid on articles exported from any state.' Suppose a
duty on the export of cotton, of tobacco, or of flour; and a suit instituted to
recover it. Ought judgment to be rendered in such a case? ought the judges to
close their eyes on the constitution, and only see the law.
The constitution
declares that 'no bill of attainder or ex post facto law shall be passed.'
If, however, such a
bill should be passed and a person should be prosecuted under it, must the
court condemn to death those victims whom the constitution endeavours
to preserve?
'No person,' says the constitution, 'shall be
convicted of treason unless on the testimony of two witnesses to the same overt
act, or on confession in open court.'
Here the language of
the constitution is addressed especially to the courts. It prescribes, directly
for them, a rule of evidence not to be departed from. If the legislature should
change that rule, and declare one witness, or a confession out of court,
sufficient for conviction, must the constitutional principle yield to the legislative
act?
From these and many
other selections which might be made, it is apparent, that the framers of the consti- [5 U.S. 137, 180] tution
contemplated that instrument as a rule for the government of courts, as well as
of the legislature.
Why otherwise does it
direct the judges to take an oath to support it? This oath certainly applies,
in an especial manner, to their conduct in their official character. How
immoral to impose it on them, if they were to be used as the instruments, and
the knowing instruments, for violating what they swear to support!
The oath of office,
too, imposed by the legislature, is completely demonstrative of the legislative
opinion on this subject. It is in these words: 'I do solemnly swear that I will
administer justice without respect to persons, and do equal right to the poor
and to the rich; and that I will faithfully and impartially discharge all the
duties incumbent on me as according to the best of my abilities and
understanding, agreeably to the constitution and laws of the United States.'
Why does a judge swear
to discharge his duties agreeably to the constitution of the United States, if
that constitution forms no rule for his government? if
it is closed upon him and cannot be inspected by him.
If such be the real state
of things, this is worse than solemn mockery. To prescribe, or to take this
oath, becomes equally a crime.
It is also not
entirely unworthy of observation, that in declaring what shall be the supreme
law of the land, the constitution itself is first mentioned; and not the laws
of the United States generally, but those only which shall be made in pursuance
of the constitution, have that rank.
Thus, the particular
phraseology of the constitution of the United States confirms and strengthens
the principle, supposed to be essential to all written constitutions, that a
law repugnant to the constitution is void, and that courts,
as well as other departments, are bound by that instrument.
The rule must be
discharged.