M'CULLOCH v. STATE, 17 U.S. 316 (1819)
17 U.S. 316 (Wheat.)
M'CULLOCH
v.
STATE OF MARYLAND et al.
February
Term, 1819
[17
U.S. 316, 317] ERROR to the Court of
Appeals of the State of Maryland.
This was an action of debt, brought by the defendant in error, John James, who
sued as well for himself as for the state of Maryland, in the county court of
Baltimore county, in the said state, against the
plaintiff in error, McCulloch, to recover certain penalties, under the act of
the legislature of Maryland, hereafter mentioned. Judgment being rendered
against the plaintiff in error, upon the following statement of facts, agreed
and submitted to the court by the parties, was affirmed by the court of appeals
of the state of Maryland, the highest court of law of said state, and the cause
was brought, by writ of error, to this court.
March 7th, 1819.
MARSHALL, Ch. J., delivered the
opinion of the court.
In the case
now to be determined, the defendant, a sovereign state, denies the obligation
of a law enacted by the legislature of the Union, and the plaintiff, on his
part, contests the validity of an act which has been passed by the legislature
of that state. The constitution of our country, in its most interesting and
vital parts, is to be considered; the conflicting powers of the government of
the Union and of its members, as marked in that constitution, are to be
discussed; and an opinion given, which may essentially influence the great
operations of the government. No tribunal can approach such a question without
a deep sense of its importance, and of the awful responsibility involved in its
decision. But it must be decided peacefully, or remain a source of [17 U.S.
316, 401] hostile legislation, perhaps,
of hostility of a still more serious nature; and if it is to be so decided, by
this tribunal alone can the decision be made. On the supreme court of the
United States has the constitution of our country devolved this important duty.
The first question made in the cause is-has congress power to incorporate a bank? It has been truly said, that this can scarcely be considered as an open question, entirely unprejudiced by the former proceedings of the nation respecting it. The principle now contested was introduced at a very early period of our history, has been recognised by many successive legislatures, and has been acted upon by the judicial department, in cases of peculiar delicacy, as a law of undoubted obligation.
It will not
be denied, that a bold and daring usurpation might be resisted, after an acquiescence still longer and more complete than this.
But it is conceived, that a doubtful question, one on which human reason may
pause, and the human judgment be suspended, in the decision of which the great
principles of liberty are not concerned, but the respective powers of those who
are equally the representatives of the people, are to be adjusted; if not put
at rest by the practice of the government, ought to receive a considerable
impression from that practice. An exposition of the constitution, deliberately
established by legislative acts, on the faith of which an immense property has
been advanced, ought not to be lightly disregarded.
The power now
contested was exercised by the first congress elected under the present
constitution. [17 U.S. 316, 402] The
bill for incorporating the Bank of the United States did not steal upon an
unsuspecting legislature, and pass unobserved. Its principle was completely
understood, and was opposed with equal zeal and ability. After being resisted,
first, in the fair and open field of debate, and afterwards, in the executive
cabinet, with as much persevering talent as any measure has ever experienced,
and being supported by arguments which convinced minds as pure and as
intelligent as this country can boast, it became a law. The original act was
permitted to expire; but a short experience of the embarrassments to which the
refusal to revive it exposed the government, convinced those who were most
prejudiced against the measure of its necessity, and induced the passage of the
present law. It would require no ordinary share of intrepidity, to assert that
a measure adopted under these circumstances, was a bold and plain usurpation,
to which the constitution gave no countenance. These observations belong to the
cause; but they are not made under the impression, that, were the question
entirely new, the law would be found irreconcilable with the constitution.
In discussing
this question, the counsel for the state of Maryland have deemed it of some
importance, in the construction of the constitution, to consider that
instrument, not as emanating from the people, but as the act of sovereign and
independent states. The powers of the general government, it has been said, are
delegated by the states, who alone are truly
sovereign; and must be exercised in subordination to the states, who alone
possess supreme dominion. [17 U.S. 316, 403]
It would be difficult to sustain this proposition. The convention which
framed the constitution was indeed elected by the state legislatures. But the
instrument, when it came from their hands, was a mere proposal, without
obligation, or pretensions to it. It was reported to the then existing congress
of the United States, with a request that it might 'be submitted to a
convention of delegates, chosen in each state by the people thereof, under the
recommendation of its legislature, for their assent and ratification.' This
mode of proceeding was adopted; and by the convention, by congress, and by the
state legislatures, the instrument was submitted to the people. They acted upon
it in the only manner in which they can act safely, effectively and wisely, on
such a subject, by assembling in convention. It is true, they assembled in
their several states-and where else should they have assembled? No political
dreamer was ever wild enough to think of breaking down the lines which separate
the states, and of compounding the American people into one common mass. Of
consequence, when they act, they act in their states. But the measures they
adopt do not, on that account, cease to be the measures of the people
themselves, or become the measures of the state governments.
From these
conventions, the constitution derives its whole authority. The government
proceeds directly from the people; is 'ordained and established,' in the name
of the people; and is declared to be ordained, 'in order to form a more perfect
union, establish justice, insure domestic tranquillity,
and secure [17 U.S. 316, 404] the
blessings of liberty to themselves and to their posterity.' The assent of the
states, in their sovereign capacity, is implied, in calling a convention, and
thus submitting that instrument to the people. But the people were at perfect
liberty to accept or reject it; and their act was final. It required not the
affirmance, and could not be negatived, by the state
governments. The constitution, when thus adopted, was of complete obligation,
and bound the state sovereignties.
It has been
said, that the people had already surrendered all their powers to the state
sovereignties, and had nothing more to give. But, surely, the question whether
they may resume and modify the powers granted to government,
does not remain to be settled in this country. Much more might the legitimacy
of the general government be doubted, had it been created by the states. The
powers delegated to the state sovereignties were to be exercised by themselves,
not by a distinct and independent sovereignty, created by themselves.
To the formation of a league, such as was the confederation, the state
sovereignties were certainly competent. But when, 'in order to form a more
perfect union,' it was deemed necessary to change this alliance into an
effective government, possessing great and sovereign powers, and acting
directly on the people, the necessity of referring it to the people, and of
deriving its powers directly from them, was felt and acknowledged by all. The
government of the Union, then ( whatever may be the
influence of this fact on the case), is, [17 U.S. 316, 405] emphatically and truly, a government of the
people. In form, and in substance, it emanates from them. Its powers are
granted by them, and are to be exercised directly on them, and for their
benefit.
This
government is acknowledged by all, to be one of enumerated powers. The
principle, that it can exercise only the powers granted to it, would seem too
apparent, to have required to be enforced by all those arguments, which its
enlightened friends, while it was depending before the people, found it
necessary to urge; that principle is now universally admitted. But the question
respecting the extent of the powers actually granted, is perpetually arising,
and will probably continue to arise, so long as our system shall exist. In
discussing these questions, the conflicting powers of the general and state
governments must be brought into view, and the supremacy of their respective
laws, when they are in opposition, must be settled.
If any one proposition could command the universal assent of
mankind, we might expect it would be this-that the government of the Union,
though limited in its powers, is supreme within its sphere of action. This
would seem to result, necessarily, from its nature. It is the government of
all; its powers are delegated by all; it represents all, and acts for all.
Though any one state may be willing to control its operations, no state is
willing to allow others to control them. The nation, on those subjects on which
it can act, must necessarily bind its component parts. But this question is not
left to mere reason: the people have, in express terms, decided it, by saying,
[17 U.S. 316, 406] 'this constitution,
and the laws of the United States, which shall be made in pursuance thereof,'
'shall be the supreme law of the land,' and by requiring that the members of
the state legislatures, and the officers of the executive and judicial
departments of the states, shall take the oath of fidelity to it. The
government of the United States, then, though limited in its powers, is
supreme; and its laws, when made in pursuance of the constitution, form the
supreme law of the land, 'anything in the constitution or laws of any state to
the contrary notwithstanding.'
Among the
enumerated powers, we do not find that of establishing a bank or creating a
corporation. But there is no phrase in the instrument which, like the articles
of confederation, excludes incidental or implied powers; and which requires
that everything granted shall be expressly and minutely described. Even the
10th amendment, which was framed for the purpose of quieting the excessive
jealousies which had been excited, omits the word 'expressly,' and declares
only, that the powers 'not delegated to the United States, nor prohibited to the
states, are reserved to the states or to the people;' thus leaving the
question, whether the particular power which may become the subject of contest,
has been delegated to the one government, or prohibited to the other, to depend
on a fair construction of the whole instrument. The men who drew and adopted
this amendment had experienced the embarrassments resulting from the insertion
of this word in the articles [17 U.S. 316, 407] of confederation, and probably omitted it,
to avoid those embarrassments. A constitution, to contain an accurate detail of
all the subdivisions of which its great powers will admit, and of all the means
by which they may be carried into execution, would partake of the prolixity of
a legal code, and could scarcely be embraced by the human mind. It would,
probably, never be understood by the public. Its nature, therefore, requires,
that only its great outlines should be marked, its important objects
designated, and the minor ingredients which compose those objects, be deduced from
the nature of the objects themselves. That this idea was entertained by the
framers of the American constitution, is not only to
be inferred from the nature of the instrument, but from the language. Why else
were some of the limitations, found in the 9th section of the 1st article,
introduced? It is also, in some degree, warranted, by
their having omitted to use any restrictive term which might prevent its
receiving a fair and just interpretation. In considering this question, then,
we must never forget that it is a constitution we are expounding.
Although,
among the enumerated powers of government, we do not find the word 'bank' or
'incorporation,' we find the great powers, to lay and collect taxes; to borrow
money; to regulate commerce; to declare and conduct a war; and to raise and
support armies and navies. The sword and the purse, all the external relations,
and no inconsiderable portion of the industry of the nation, are intrusted to
its government. It can never be pretended, [17 U.S. 316, 408] that these vast powers draw after them
others of inferior importance, merely because they are inferior. Such an idea
can never be advanced. But it may with great reason be contended, that a
government, intrusted with such ample powers, on the due execution of which the
happiness and prosperity of the nation so vitally depends, must also be
intrusted with ample means for their execution. The power being given, it is
the interest of the nation to facilitate its execution. It can never be their
interest, and cannot be presumed to have been their intention, to clog and
embarrass its execution, by withholding the most appropriate means. Throughout
this vast republic, from the St. Croix to the Gulf of Mexico, from the Atlantic
to the Pacific, revenue is to be collected and expended, armies are to be
marched and supported. The exigencies of the nation may require,
that the treasure raised in the north should be transported to the south, that
raised in the east, conveyed to the west, or that this order should be reversed.
Is that construction of the constitution to be preferred, which would render
these operations difficult, hazardous and expensive? Can we adopt that
construction (unless the words imperiously require it), which would impute to
the framers of that instrument, when granting these powers for the public good,
the intention of impeding their exercise, by withholding a choice of means? If,
indeed, such be the mandate of the constitution, we have only to obey; but that
instrument does not profess to enumerate the means by which the powers it
confers may be executed; nor does it prohibit the creation of a corporation,
[17 U.S. 316, 409] if the existence of
such a being be essential, to the beneficial exercise of those powers. It is,
then, the subject of fair inquiry, how far such means may be employed.
It is not
denied, that the powers given to the government imply the ordinary means of
execution. That, for example, of raising revenue, and applying it to national
purposes, is admitted to imply the power of conveying money from place to
place, as the exigencies of the nation may require, and of employing the usual
means of conveyance. But it is denied, that the government has its choice of
means; or, that it may employ the most convenient means, if, to employ them, it
be necessary to erect a corporation. On what
foundation does this argument rest? On this alone: the power of creating a
corporation, is one appertaining to sovereignty, and is not expressly conferred
on congress. This is true. But all legislative powers appertain to sovereignty.
The original power of giving the law on any subject whatever, is a sovereign
power; and if the government of the Union is restrained from creating a
corporation, as a means for performing its functions, on the single reason that
the creation of a corporation is an act of sovereignty; if the sufficiency of
this reason be acknowledged, there would be some difficulty in sustaining the
authority of congress to pass other laws for the accomplishment of the same
objects. The government which has a right to do an act, and has imposed on it,
the duty of performing that act, must, according to the dictates of reason, be
allowed [17 U.S. 316, 410] to select
the means; and those who contend that it may not select any appropriate means,
that one particular mode of effecting the object is excepted, take upon
themselves the burden of establishing that exception.
The creation
of a corporation, it is said, appertains to sovereignty. This is admitted. But
to what portion of sovereignty does it appertain? Does it belong to one more
than to another? In America, the powers of sovereignty are divided between the
government of the Union, and those of the states. They are each sovereign, with
respect to the objects committed to it, and neither sovereign, with respect to
the objects committed to the other. We cannot comprehend that train of
reasoning, which would maintain, that the extent of power granted by the people
is to be ascertained, not by the nature and terms of the grant, but by its
date. Some state constitutions were formed before, some since that of the
United States. We cannot believe, that their relation
to each other is in any degree dependent upon this circumstance. Their
respective powers must, we think, be precisely the same, as if they had been
formed at the same time. Had they been formed at the same time, and had the
people conferred on the general government the power contained in the
constitution, and on the states the whole residuum of power, would it have been
asserted, that the government of the Union was not sovereign, with respect to
those objects which were intrusted to it, in relation to which its laws were
declared to be supreme? If this could not have been asserted, we cannot well
comprehend the process of reasoning [17 U.S. 316, 411] which maintains, that a power appertaining
to sovereignty cannot be connected with that vast portion of it which is
granted to the general government, so far as it is calculated to subserve the legitimate objects of that government. The
power of creating a corporation, though appertaining to sovereignty, is not,
like the power of making war, or levying taxes, or of regulating commerce, a
great substantive and independent power, which cannot be implied as incidental
to other powers, or used as a means of executing them. It is never the end for
which other powers are exercised, but a means by which other objects are
accomplished. No contributions are made to charity, for the sake of an incorporation, but a corporation is created to administer
the charity; no seminary of learning is instituted, in order to be
incorporated, but the corporate character is conferred to subserve
the purposes of education. No city was ever built, with the sole object of
being incorporated, but is incorporated as affording the best means of being
well governed. The power of creating a corporation is never used for its own
sake, but for the purpose of effecting something else.
No sufficient reason is, therefore, perceived, why it may not pass as
incidental to those powers which are expressly given, if it be a direct mode of
executing them.
But the
constitution of the United States has not left the right of congress to employ
the necessary means, for the execution of the powers conferred on the
government, to general reasoning. To its enumeration of powers is added, that
of making 'all [17 U.S. 316, 412] laws
which shall be necessary and proper, for carrying into execution the foregoing
powers, and all other powers vested by this constitution, in the government of
the United States, or in any department thereof.' The counsel for the state of
Maryland have urged various arguments, to prove that this clause, though, in
terms, a grant of power, is not so, in effect; but is really restrictive of the
general right, which might otherwise be implied, of selecting means for
executing the enumerated powers. In support of this proposition, they have
found it necessary to contend, that this clause was inserted for the purpose of
conferring on congress the power of making laws. That, without it, doubts might
be entertained, whether congress could exercise its powers in the form of
legislation.
But could
this be the object for which it was inserted? A government is created by the
people, having legislative, executive and judicial powers. Its legislative
powers are vested in a congress, which is to consist of a senate and house of representatives. Each house may determine the rule
of its proceedings; and it is declared, that every bill which shall have passed
both houses, shall, before it becomes a law, be presented to the president of
the United States. The 7th section describes the course of proceedings, by
which a bill shall become a law; and, then, the 8th section enumerates the
powers of congress. Could it be necessary to say, that a legislature should
exercise legislative powers, in the shape of legislation? After allowing each
house to prescribe [17 U.S. 316, 413]
its own course of proceeding, after describing the manner in which a
bill should become a law, would it have entered into the mind of a single
member of the convention, that an express power to make laws was necessary, to
enable the legislature to make them? That a legislature, endowed with
legislative powers, can legislate, is a proposition too self-evident to have
been questioned.
But the argument on which most reliance is placed, is drawn from
that peculiar language of this clause. Congress is not empowered by it to make
all laws, which may have relation to the powers confered
on the government, but such only as may be 'necessary and proper' for carrying
them into execution. The word 'necessary' is considered as controlling the
whole sentence, and as limiting the right to pass laws for the execution of the
granted powers, to such as are
indispensable, and without which the power would be nugatory. That it excludes
the choice of means, and leaves to congress, in each case, that only which is
most direct and simple.
Is it true,
that this is the sense in which the word 'necessary' is always used? Does it
always import an absolute physical necessity, so strong, that one thing to
which another may be termed necessary, cannot exist
without that other? We think it does not. If reference be had to its use, in
the common affairs of the world, or in approved authors, we find that it frequently
imports no more than that one thing is convenient, or useful, or essential to
another. To employ the means necessary to an end, is
generally understood as employing any means calculated to [17 U.S. 316,
414] produce the end, and not as being
confined to those single means, without which the end would be entirely
unattainable. Such is the character of human language, that
no word conveys to the mind, in all situations, one single definite idea; and
nothing is more common than to use words in a figurative sense. Almost all
compositions contain words, which, taken in a their
rigorous sense, would convey a meaning different from that which is obviously
intended. It is essential to just construction, that many words which import
something excessive, should be understood in a more mitigated sense-in that
sense which common usage justifies. The word 'necessary' is of this
description. It has not a fixed character, peculiar to itself. It admits of all
degrees of comparison; and is often connected with other words, which increase
or diminish the impression the mind receives of the urgency it imports. A thing
may be necessary, very necessary, absolutely or indispensably necessary. To no
mind would the same idea be conveyed by these several phrases. The comment on
the word is well illustrated by the passage cited at the bar, from the 10th
section of the 1st article of the constitution. It is, we think, impossible to
compare the sentence which prohibits a state from laying 'imposts, or duties on
imports or exports, except what may be absolutely necessary for executing its
inspection laws,' with that which authorizes congress 'to make all laws which
shall be necessary and proper for carrying into execution' the powers of the
general government, without feeling a conviction, that the convention
understood itself to change materially [17 U.S. 316, 415] the meaning of the word 'necessary,' by
prefixing the word 'absolutely.' This word, then, like others, is used in
various senses; and, in its construction, the subject, the context, the
intention of the person using them, are all to be taken into view.
Let this be
done in the case under consideration. The subject is the execution of those
great powers on which the welfare of a nation essentially depends. It must have
been the intention of those who gave these powers, to insure, so far as human
prudence could insure, their beneficial execution. This could not be done, by
confiding the choice of means to such narrow limits as not to leave it in the
power of congress to adopt any which might be appropriate, and which were
conducive to the end. This provision is made in a constitution, intended to
endure for ages to come, and consequently, to be adapted to the various crises
of human affairs. To have prescribed the means by which government should, in
all future time, execute its powers, would have been to change, entirely, the
character of the instrument, and give it the properties of a legal code. It
would have been an unwise attempt to provide, by immutable rules, for exigencies
which, if foreseen at all, must have been seen dimly, and which can be best
provided for as they occur. To have declared, that the best means shall not be
used, but those alone, without which the power given would be nugatory, would
have been to deprive the legislature of the capacity to avail itself of
experience, to exercise its reason, and to accommodate its legislation to
circumstances. [17 U.S. 316, 416] If we
apply this principle of construction to any of the powers of the government, we
shall find it so pernicious in its operation that we shall be compelled to
discard it. The powers vested in congress may certainly be carried into
execution, without prescribing an oath of office. The power to exact this
security for the faithful performance of duty, is not
given, nor is it indispensably necessary. The different departments may be
established; taxes may be imposed and collected; armies and navies may be
raised and maintained; and money may be borrowed, without requiring an oath of
office. It might be argued, with as much plausibility as other incidental
powers have been assailed, that the convention was not unmindful of this
subject. The oath which might be exacted-that of fidelity to the
constitution-is prescribed, and no other can be required. Yet, he would be
charged with insanity, who should contend, that the legislature might not superadd, to the oath directed by the constitution, such
other oath of office as its wisdom might suggest.
So, with
respect to the whole penal code of the United States: whence arises
the power to punish, in cases not prescribed by the constitution? All admit,
that the government may, legitimately, punish any violation of its laws; and
yet, this is not among the enumerated powers of congress. The right to enforce
the observance of law, by punishing its infraction, might be denied, with the
more plausibility, because it is expressly given in some cases.
Congress is
empowered 'to provide for the punishment [17 U.S. 316, 417] of counterfeiting the securities and current
coin of the United States,' and 'to define and punish piracies and felonies
committed on the high seas, and offences against the law of nations.' The
several powers of congress may exist, in a very imperfect state, to be sure,
but they may exist and be carried into execution, although no punishment should
be inflicted, in cases where the right to punish is not expressly given.
Take, for
example, the power 'to establish post-offices and post- roads.' This power is
executed, by the single act of making the establishment. But, from this has
been inferred the power and duty of carrying the mail along the post-road, from
one post-office to another. And from this implied power, has again been
inferred the right to punish those who steal letters from the post-office, or
rob the mail. It may be said, with some plausibility, that the right to carry
the mail, and to punish those who rob it, is not indispensably necessary to the
establishment of a post-office and post-road. This right is indeed essential to
the beneficial exercise of the power, but not indispensably necessary to its
existence. So, of the punishment of the crimes of stealing or
falsifying a record or process of a court of the United States, or of perjury
in such court. To punish these offences, is certainly conducive to the
due administration of justice. But courts may exist, and may decide the causes
brought before them, though such crimes escape punishment.
The baneful
influence of this narrow construction on all the operations of the government,
and the absolute [17 U.S. 316, 418]
impracticability of maintaining it, without rendering the government
incompetent to its great objects, might be illustrated by numerous examples
drawn from the constitution, and from our laws. The good sense of the public
has pronounced, without hesitation, that the power of punishment appertains to
sovereignty, and may be exercised, whenever the sovereign has a right to act,
as incidental to his constitutional powers. It is a means for carrying into
execution all sovereign powers, and may be used, although not indispensably
necessary. It is a right incidental to the power, and conducive to its
beneficial exercise.
If this
limited construction of the word 'necessary' must be abandoned, in order to
punish, whence is derived the rule which would reinstate it, when the
government would carry its powers into execution, by means not vindictive in
their nature? If the word 'necessary' means 'needful,' 'requisite,'
'essential,' 'conducive to,' in order to let in the power of punishment for the
infraction of law; why is it not equally comprehensive, when required to
authorize the use of means which facilitate the execution of the powers of government,
without the infliction of punishment?
In
ascertaining the sense in which the word 'necessary' is used in this clause of
the constitution, we may derive some aid from that with which it it is associated. Congress shall have power 'to make all laws
which shall be necessary and proper to carry into execution' the powers of the
government. If the word 'necessary' was used in that strict and rigorous sense
for which the counsel for the state of [17 U.S. 316, 419] Maryland contend, it would be an extraordinary
departure from the usual course of the human mind, as exhibited in composition,
to add a word, the only possible offect of which is,
to qualify that strict and rigorous meaning; to present to the mind the idea of
some choice of means of legislation, not strained and compressed within the
narrow limits for which gentlemen contend.
But the
argument which most conclusively demonstrates the error of the construction
contended for by the counsel for the state of Maryland,
is founded on the intention of the convention, as manifested in the whole
clause. To waste time and argument in proving that, without it, congress might
carry its powers into execution, would be not much less idle, than to hold a
lighted taper to the sun. As little can it be required to prove, that in the
absence of this clause, congress would have some choice of means. That it might
employ those which, in its judgment, would most advantageously effect the object to be accomplished. That any means adapted
to the end, any means which tended directly to the execution of the
constitutional powers of the government, were in themselves
constitutional. This clause, as construed by the state of Maryland, would
abridge, and almost annihilate, this useful and necessary right of the
legislature to select its means. That this could not be intended,
is, we should think, had it not been already controverted, too apparent for
controversy.
We think so
for the following reasons: 1st. The clause is placed among the powers of
congress, not among the limitations on those powers. [17 U.S.
316, 420] 2d. Its terms purport
to enlarge, not to diminish the powers vested in the government. It purports to
be an additional power, not a restriction on those already granted. No reason
has been, or can be assigned, for thus concealing an intention to narrow the
discretion of the national legislature, under words which purport to enlarge
it. The framers of the constitution wished its adoption, and well knew that it
would be endangered by its strength, not by its weakness. Had they been capable
of using language which would convey to the eye one idea, and, after deep
reflection, impress on the mind, another, they would rather have disguised the
grant of power, than its limitation. If, then, their intention had been, by
this clause, to restrain the free use of means which might otherwise have been
implied, that intention would have been inserted in another place, and would
have been expressed in terms resembling these. 'In carrying into execution the
foregoing powers, and all others,' &c., 'no laws shall be passed but such
as are necessary and proper.' Had the intention been to make this clause
restrictive, it would unquestionably have been so in form as well as in effect.
The result of
the most careful and attentive consideration bestowed upon this clause is, that
if it does not enlarge, it cannot be construed to restrain the powers of
congress, or to impair the right of the legislature to exercise its best
judgment in the selection of measures to carry into execution the
constitutional powers of the government. If no other motive for its insertion
can be suggested, a sufficient one is found in the desire to remove all doubts
respecting [17 U.S. 316, 421] the right
to legislate on that vast mass of incidental powers which must be involved in
the constitution, if that instrument be not a splendid bauble.
We admit, as
all must admit, that the powers of the government are limited, and that its
limits are not to be transcended. But we think the sound construction of the constitution
must allow to the national legislature that discretion, with respect to the
means by which the powers it confers are to be carried into execution, which
will enable that body to perform the high duties assigned to it, in the manner
most beneficial to the people. Let the end be legitimate, let it be within the
scope of the constitution, and all means which are appropriate, which are
plainly adapted to that end, which are not prohibited, but consist with the
letter and spirit of the constitution, are constitutional. 7
That a
corporation must be considered as a means not less usual, not of higher
dignity, not more requiring a particular specification than other means, has
been sufficiently proved. If we look to the origin of corporations, to the manner
in which they have been framed in that government from which we have derived
most of our legal principles and ideas, or to the uses to which they have been
applied, we find no reason to suppose, that a constitution, omitting, and
wisely omitting, to enumerate all the means for carrying into execution the
great powers vested in government, ought to have specified this. Had it been
intended to grant this power, as one which should be distinct and independent,
to be exercised in any case whatever, it [17 U.S. 316, 422] would have found a place among the
enumerated powers of the government. But being considered merely as a means, to
be employed only for the purpose of carrying into execution the given powers,
there could be no motive for particularly mentioning it.
The propriety
of this remark would seem to be generally acknowledged, by the universal
acquiescence in the construction which has been uniformly put on the 3d section
of the 4th article of the constitution. The power to 'make all needful rules
and regulations respecting the territory or other property belonging to the
United States,' is not more comprehensive, than the power 'to make all laws
which shall be necessary and proper for carrying into execution' the powers of
the government. Yet all admit the constitutionality of a territorial
government, which is a corporate body.
If a
corporation may be employed, indiscriminately with other means, to carry into
execution the powers of the government, no particular reason can be assigned
for excluding the use of a bank, if required for its fiscal operations. To use
one, must be within the discretion of congress, if it be an appropriate mode of
executing the powers of government. That it is a convenient, a useful, and
essential instrument in the prosecution of its fiscal operations, is not now a
subject of controversy. All those who have been concerned in the administration
of our finances, have concurred in representing its importance and necessity;
and so strongly have they been felt, that statesmen of the first class, whose
previous opinions [17 U.S. 316, 423]
against it had been confirmed by every circumstance which can fix the
human judgment, have yielded those opinions to the exigencies of the nation.
Under the confederation, congress, justifying the measure by its necessity,
transcended, perhaps, its powers, to obtain the advantage of a bank; and our
own legislation attests the universal conviction of the utility of this
measure. The time has passed away, when it can be necessary to enter into any
discussion, in order to prove the importance of this instrument, as a means to effect the legitimate objects of the government.
But were its
necessity less apparent, none can deny its being an appropriate measure; and if
it is, the decree of its necessity, as has been very justly observed, is to be
discussed in another place. Should congress, in the execution of its powers,
adopt measures which are prohibited by the constitution; or should congress,
under the pretext of executing its powers, pass laws for the accomplishment of
objects not intrusted to the government; it would become the painful duty of
this tribunal, should a case requiring such a decision come before it, to say,
that such an act was not the law of the land. But where the law is not prohibited,
and is really calculated to effect any of the objects
intrusted to the government, to undertake here to inquire into the decree of
its necessity, would be to pass the line which circumscribes the judicial
department, and to tread on legislative ground. This court disclaims all
pretensions to such a power. [17 U.S. 316, 424] After this declaration, it can scarcely be
necessary to say, that the existence of state banks can have no possible
influence on the question. No trace is to be found in the constitution, of an
intention to create a dependence of the government of the Union on those of the
states, for the execution of the great powers assigned to it. Its means are
adequate to its ends; and on those means alone was it expected to rely for the accomplishment
of its ends. To impose on it the necessity of resorting to means which it
cannot control, which another government may furnish or withhold, would render
its course precarious, the result of its measures uncertain, and create a
dependence on other governments, which might disappoint its most important
designs, and is incompatible with the language of the constitution. But were it otherwise, the choice of means implies a right to
choose a national bank in preference to state banks, and congress alone can
make the election.
After the
most deliberate consideration, it is the unanimous and decided opinion of this
court, that the act to incorporate the Bank of the United States is a law made
in pursuance of the constitution, and is a part of the supreme law of the land.
The branches,
proceeding from the same stock, and being conducive to the complete
accomplishment of the object, are equally constitutional. It would have been
unwise, to locate them in the charter, and it would be unnecessarily inconvenient,
to employ the legislative power in making those subordinate arrangements. The
great duties of the bank are prescribed; those duties require branches; and the
bank itself [17 U.S. 316, 425] may, we
think, be safely trusted with the selection of places where those branches
shall be fixed; reserving always to the government the right to require that a
branch shall be located where it may be deemed necessary.
It being the
opinion of the court, that the act incorporating the bank is constitutional; and
that the power of establishing a branch in the state of Maryland might be
properly exercised by the bank itself, we proceed to inquire--
2. Whether
the state of Maryland may, without violating the constitution, tax that branch?
[Omitted]
JUDGMENT.-This
cause came on to be heard, on the transcript of the record of the court of
appeals of the state of Maryland, and was argued by counsel: on consideration
whereof, it is the opinion of this court, that the act of the legislature of
Maryland is contrary to the constitution of the United States, and void; and
therefore, that the said court of appeals of the state of Maryland erred, in
affirming the judgment of the Baltimore county court, in which judgment was
rendered against James W. McCulloch; but that the said court of appeals of
Maryland ought to have reversed the said judgment of the said Baltimore county
court, and ought to have given judgment for the said appellant, McCulloch: It
is, therefore, adjudged and ordered, that the said judgment of the said court
of appeals of the state of Maryland in this case, be, and the same hereby is,
reversed and annulled. And this court, proceeding to render such judgment as
the said court of appeals should have rendered; it is further adjudged and
ordered, that the judgment of the said Baltimore county court be reversed and
annulled, and that judgment be entered in the said Baltimore county court for
the said James W. McCulloch.
Footnotes
[ Footnote 1 ] See Hepburn v. Griswold, 8 Wall.
603; Knox v. Lee, 12 Id. 533.
[ Footnote 2 ] But it is competent for congress to confer on
the state governments the power to tax the shares of the national banks, within
certain limitations; the power of taxation under the constitution, is a
concurrent one. Van Allen v. The Assessors, 3 Wall. 585, NELSON, J. But, says the
learned judge, congress may, by reason of its paramount authority, exclude the
states from the exercise of such power. Ibid. It is
difficult, however, to perceive in what part of the constitution, the power is
conferred on congress to erect a multitude of moneyed corporations, in the
several states, absorbing $400,000,000 of the capital of the country, and to
exempt it from state taxation.
[ Footnote 3 ] This case involving a constitutional question
of great public importance, and the sovereign rights of the United States and
the state of Maryland; and the government of the United States having directed
their attorney general to appear for the plaintiff in error, the court
dispensed with its general rule, permitting only two counsel
to argue for each party.
[ Footnote 4 ] See Roach v. Philadelphia County, 2 Am. L.J.
444; United v. Weise, 3 Wall. Jr. C.
C. 72, 79.
[ Footnote 5 ] Letters of Publius,
or The Federalist, Nos. 31-36.
[ Footnote 6 ] See Sturges v.
Crowninshield, ante, p. 122.
[ Footnote 7 ] See Montague v. Richardson, 24 Conn. 348.